SFC Licenceholders of UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司
- henrymc.ho@ubp.com
- Website
- www.ubp.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BALFOUR Alexander David | RO | 4 | 17 April 2007 | 31 October 2007 |
| BALFOUR Alexander David | RO | 1 | 17 April 2007 | 31 October 2007 |
| BOILLAT Paul Henri Joseph Germain | RE | 4 | 29 February 2012 | 17 July 2017 |
| BOILLAT Paul Henri Joseph Germain | RE | 1 | 29 February 2012 | 17 July 2017 |
| BOILLAT Paul Henri Joseph Germain | RO | 1 | 11 January 2007 | 29 February 2012 |
| BOILLAT Paul Henri Joseph Germain | RO | 4 | 11 January 2007 | 29 February 2012 |
| CAI Yiling 蔡依玲 | RE | 4 | 25 June 2024 | |
| CAI Yiling 蔡依玲 | RE | 1 | 25 June 2024 | |
| CHAN Pak Shing 陳伯成 | RE | 4 | 07 March 2008 | 09 February 2010 |
| CHAN Pak Shing 陳伯成 | RE | 1 | 07 March 2008 | 09 February 2010 |
| CHAN Pak Shing 陳伯成 | RE | 4 | 03 July 2007 | 03 January 2008 |
| CHAN Pak Shing 陳伯成 | RE | 1 | 03 July 2007 | 03 January 2008 |
| CHAN Pui Ching 陳佩貞 | RE | 9 | 28 July 2015 | 21 October 2016 |
| CHAN Pui Ching 陳佩貞 | RE | 4 | 28 July 2015 | 21 October 2016 |
| CHAN Pui Ching 陳佩貞 | RE | 1 | 28 July 2015 | 21 October 2016 |
| CHAN Siu Chi 陳少芝 | RE | 9 | 04 March 2011 | 30 September 2012 |
| CHAN Siu Chi 陳少芝 | RE | 4 | 04 March 2011 | 30 September 2012 |
| CHAN Siu Chi 陳少芝 | RE | 1 | 04 March 2011 | 30 September 2012 |
| CHAU Henry Gee Hung 鄒自衡 | RE | 4 | 31 July 2008 | 04 July 2012 |
| CHAU Henry Gee Hung 鄒自衡 | RE | 1 | 31 July 2008 | 04 July 2012 |
| CHEUNG Yuk Chee, Sharon 張玉姿 | RE | 9 | 07 June 2012 | 14 November 2021 |
| CHEUNG Yuk Chee, Sharon 張玉姿 | RE | 4 | 07 June 2012 | 14 November 2021 |
| CHEUNG Yuk Chee, Sharon 張玉姿 | RE | 1 | 07 June 2012 | 14 November 2021 |
| CHIDAMBARAM Ganesh | RE | 1 | 06 October 2011 | 10 July 2017 |
| CHIDAMBARAM Ganesh | RE | 4 | 06 October 2011 | 10 July 2017 |
| CHIDAMBARAM Ganesh | RE | 9 | 06 October 2011 | 10 July 2017 |
| CHU Christopher | RE | 1 | 26 September 2014 | 21 June 2018 |
| CHU Christopher | RE | 4 | 26 September 2014 | 21 June 2018 |
| CHU Christopher | RE | 9 | 26 September 2014 | 21 June 2018 |
| DANNACHER Patrick Rudolf | RE | 4 | 03 July 2013 | 29 January 2014 |
| DANNACHER Patrick Rudolf | RE | 1 | 03 July 2013 | 29 January 2014 |
| DU Yiping 杜一平 | RO | 9 | 13 June 2022 | |
| DU Yiping 杜一平 | RE | 9 | 09 June 2020 | 13 June 2022 |
| DU Yiping 杜一平 | RE | 4 | 09 June 2020 | |
| DU Yiping 杜一平 | RE | 4 | 18 January 2019 | 14 November 2019 |
| DU Yiping 杜一平 | RE | 9 | 18 January 2019 | 14 November 2019 |
| HAQUE Yusuf Razaul | RO | 1 | 11 January 2007 | 12 March 2010 |
| HAQUE Yusuf Razaul | RO | 4 | 11 January 2007 | 12 March 2010 |
| HOLLAND Gregory Theodore | RO | 9 | 27 July 2017 | 01 December 2022 |
| HOLLAND Gregory Theodore | RO | 4 | 30 March 2015 | 01 December 2022 |
| HOLLAND Gregory Theodore | RO | 1 | 30 March 2015 | 01 December 2022 |
| HOLLAND Gregory Theodore | RE | 9 | 22 October 2012 | 27 July 2017 |
| HOLLAND Gregory Theodore | RE | 4 | 22 October 2012 | 30 March 2015 |
| HOLLAND Gregory Theodore | RE | 1 | 22 October 2012 | 30 March 2015 |
| HU Xiaokun 胡曉堃 | RE | 1 | 05 November 2014 | 31 May 2016 |
| HU Xiaokun 胡曉堃 | RE | 4 | 05 November 2014 | 31 May 2016 |
| JIANG Weijia 江唯佳 | RO | 1 | 19 May 2014 | 19 August 2014 |
| JIANG Weijia 江唯佳 | RO | 4 | 19 May 2014 | 19 August 2014 |
| JIANG Weijia 江唯佳 | RO | 9 | 19 May 2014 | 19 August 2014 |
| JIANG Weijia 江唯佳 | RE | 9 | 01 March 2011 | 19 May 2014 |
| JIANG Weijia 江唯佳 | RE | 4 | 01 March 2011 | 19 May 2014 |
| KIM Chung Wan 金清完 | RE | 1 | 08 September 2011 | 15 June 2013 |
| KIM Chung Wan 金清完 | RE | 4 | 08 September 2011 | 15 June 2013 |
| KIRMANI Basel Ali | RE | 9 | 23 March 2011 | 03 August 2013 |
| KIRMANI Basel Ali | RE | 4 | 07 November 2008 | 03 August 2013 |
| KIRMANI Basel Ali | RE | 1 | 07 November 2008 | 03 August 2013 |
| LAU Mimi 劉聯美 | RE | 4 | 18 March 2010 | 01 July 2011 |
| LAU Mimi 劉聯美 | RE | 1 | 18 March 2010 | 01 July 2011 |
| LAW Hoi Yan Holly 羅凱欣 | RE | 1 | 09 November 2015 | 08 April 2016 |
| LAW Hoi Yan Holly 羅凱欣 | RE | 4 | 09 November 2015 | 08 April 2016 |
| LEE Ion Chi 李潤慈 | RE | 1 | 19 October 2011 | 08 April 2016 |
| LEE Ion Chi 李潤慈 | RE | 4 | 19 October 2011 | 08 April 2016 |
| LEE Moo Bong | RO | 4 | 14 September 2017 | |
| LEE Moo Bong | RO | 1 | 14 September 2017 | |
| LEE Moo Bong | RE | 4 | 28 June 2013 | 14 September 2017 |
| LEE Moo Bong | RE | 1 | 28 June 2013 | 14 September 2017 |
| LEE Moo Bong | RE | 9 | 28 June 2013 | |
| LI Guangyu 李光宇 | RE | 1 | 08 January 2015 | 29 January 2015 |
| LI Guangyu 李光宇 | RE | 4 | 08 January 2015 | 29 January 2015 |
| LI Guangyu 李光宇 | RE | 9 | 08 January 2015 | 29 January 2015 |
| LI Jian | RE | 1 | 17 October 2014 | 08 April 2016 |
| LI Jian | RE | 4 | 17 October 2014 | 08 April 2016 |
| LO Kai, Lawrence 盧騏 | RO | 4 | 15 December 2010 | 29 September 2017 |
| LO Kai, Lawrence 盧騏 | RO | 1 | 15 December 2010 | 29 September 2017 |
| LO Kai, Lawrence 盧騏 | RO | 9 | 15 December 2010 | 29 September 2017 |
| MOUFTI Omar Kadri | RE | 9 | 04 January 2012 | 03 November 2014 |
| MOUFTI Omar Kadri | RE | 4 | 17 October 2007 | 03 November 2014 |
| MOUFTI Omar Kadri | RE | 1 | 17 October 2007 | 03 November 2014 |
| NAH Wee Ping 藍維彬 | RO | 9 | 13 July 2022 | |
| NAH Wee Ping 藍維彬 | RO | 4 | 13 July 2022 | |
| NAH Wee Ping 藍維彬 | RO | 1 | 11 April 2022 | |
| NGAI Tak Sing, Alfred 魏德星 | RE | 9 | 01 June 2011 | 12 December 2011 |
| NGAI Tak Sing, Alfred 魏德星 | RE | 1 | 01 June 2011 | 12 December 2011 |
| NGAI Tak Sing, Alfred 魏德星 | RE | 4 | 01 June 2011 | 12 December 2011 |
| ONG Iu-Jin | RE | 4 | 22 October 2014 | 06 July 2015 |
| ONG Iu-Jin | RE | 1 | 22 October 2014 | 06 July 2015 |
| PONCET Guillaume Francois | RE | 9 | 21 January 2015 | 08 February 2018 |
| PONCET Guillaume Francois | RE | 1 | 21 January 2015 | 08 February 2018 |
| PONCET Guillaume Francois | RE | 4 | 21 January 2015 | 08 February 2018 |
| POON Chi Lik, Eric 潘智力 | RE | 4 | 07 March 2011 | 11 May 2012 |
| POON Chi Lik, Eric 潘智力 | RE | 9 | 07 March 2011 | 11 May 2012 |
| POON Chi Lik, Eric 潘智力 | RE | 1 | 07 March 2011 | 11 May 2012 |
| RANA Hassan Anwar | RE | 1 | 06 July 2012 | 19 April 2013 |
| RANA Hassan Anwar | RE | 4 | 06 July 2012 | 19 April 2013 |
| REPKOW Stephan Jacques Rene | RO | 4 | 16 February 2012 | 30 June 2015 |
| REPKOW Stephan Jacques Rene | RE | 9 | 23 March 2011 | 16 February 2012 |
| REPKOW Stephan Jacques Rene | RE | 4 | 23 March 2011 | 16 February 2012 |
| REPKOW Stephan Jacques Rene | RE | 1 | 23 March 2011 | 16 February 2012 |
| REPKOW Stephan Jacques Rene | RO | 9 | 16 February 2012 | 30 June 2015 |
| REPKOW Stephan Jacques Rene | RO | 1 | 16 February 2012 | 30 June 2015 |
| RUANGLEK Pitchayada | RE | 9 | 01 February 2011 | 22 July 2014 |
| RUANGLEK Pitchayada | RE | 4 | 01 February 2011 | 22 July 2014 |
| SCOTT Helen Lucy | RE | 4 | 08 February 2011 | 27 October 2011 |
| SCOTT Helen Lucy | RE | 1 | 08 February 2011 | 27 October 2011 |
| SHIMADA Satomi | RE | 9 | 30 April 2018 | 31 October 2018 |
| SHIMADA Satomi | RE | 4 | 30 April 2018 | 31 October 2018 |
| SIONE Jean-Noel Raymond | RE | 4 | 18 April 2012 | 16 July 2012 |
| SIONE Jean-Noel Raymond | RE | 1 | 18 April 2012 | 16 July 2012 |
| SIONE Jean-Noel Raymond | RO | 1 | 11 January 2007 | 18 April 2012 |
| SIONE Jean-Noel Raymond | RO | 4 | 11 January 2007 | 18 April 2012 |
| SIONE Nicolas | RO | 4 | 04 October 2010 | 04 April 2011 |
| SIONE Nicolas | RO | 1 | 04 October 2010 | 04 April 2011 |
| SIONE Nicolas | RE | 4 | 23 July 2007 | 04 October 2010 |
| SIONE Nicolas | RE | 1 | 23 July 2007 | 04 October 2010 |
| SUNG Egwin Ling Feng 沈凌鋒 | RE | 1 | 04 July 2011 | 08 April 2016 |
| SUNG Egwin Ling Feng 沈凌鋒 | RE | 4 | 04 July 2011 | 08 April 2016 |
| SUZUKI Takenori | RE | 1 | 08 April 2013 | 08 April 2016 |
| SZE Ming For 施銘火 | RE | 1 | 02 August 2013 | 20 January 2015 |
| TANG Pi Chin 湯碧琴 | RE | 1 | 10 November 2015 | 08 April 2016 |
| TANG Pi Chin 湯碧琴 | RE | 4 | 10 November 2015 | 08 April 2016 |
| TONG Hei Ming, Andrew 唐熹明 | RO | 9 | 15 December 2010 | 09 August 2017 |
| TONG Hei Ming, Andrew 唐熹明 | RO | 4 | 15 December 2010 | 09 August 2017 |
| TONG Hei Ming, Andrew 唐熹明 | RO | 1 | 15 December 2010 | 09 August 2017 |
| TONG King Hong, Alex 唐景康 | RE | 1 | 01 August 2011 | 08 April 2016 |
| TONG King Hong, Alex 唐景康 | RE | 4 | 01 August 2011 | 08 April 2016 |
| TONG King Hong, Alex 唐景康 | RE | 9 | 01 August 2011 | 08 April 2016 |
| TSANG Hoi Ling Ellina 曾海鈴 | RE | 4 | 17 October 2014 | 08 April 2016 |
| TSANG Hoi Ling Ellina 曾海鈴 | RE | 1 | 17 October 2014 | 08 April 2016 |
| VAN VOORST Michiel | RO | 9 | 28 February 2018 | 14 November 2019 |
| VAN VOORST Michiel | RO | 4 | 28 February 2018 | 14 November 2019 |
| VAN VOORST Michiel | RE | 9 | 07 December 2017 | 28 February 2018 |
| VAN VOORST Michiel | RE | 4 | 07 December 2017 | 28 February 2018 |
| WAN Tik Man 溫迪雯 | RE | 1 | 30 March 2022 | 31 March 2024 |
| WAN Tik Man 溫迪雯 | RE | 4 | 30 March 2022 | 31 March 2024 |
| WANG Rui 王睿 | RE | 9 | 20 March 2018 | 22 June 2020 |
| WANG Rui 王睿 | RE | 4 | 20 March 2018 | 22 June 2020 |
| WIND Harry | RE | 9 | 01 April 2016 | |
| WIND Harry | RE | 1 | 01 April 2016 | |
| WIND Harry | RE | 4 | 01 April 2016 | |
| WONG Chun Wai 黃鎮威 | RO | 9 | 06 April 2022 | |
| WONG Chun Wai 黃鎮威 | RO | 4 | 06 April 2022 | |
| WONG Chun Wai 黃鎮威 | RE | 4 | 17 December 2020 | 06 April 2022 |
| WONG Chun Wai 黃鎮威 | RE | 1 | 17 December 2020 | |
| WONG Chung Sing, Xavier 黃仲聖 | RE | 9 | 15 December 2010 | 19 September 2017 |
| WONG Chung Sing, Xavier 黃仲聖 | RE | 1 | 15 December 2010 | 19 September 2017 |
| WOOD Robert Michael | RE | 9 | 09 February 2011 | 01 October 2011 |
| WOOD Robert Michael | RE | 4 | 18 October 2010 | 01 October 2011 |
| WOOD Robert Michael | RE | 1 | 18 October 2010 | 01 October 2011 |
| WU Ka Wing 胡家榮 | RE | 9 | 11 October 2021 | |
| WU Ka Wing 胡家榮 | RE | 4 | 11 October 2021 | |
| WU Na 吳娜 | RE | 4 | 23 March 2011 | 18 April 2011 |
| WU Na 吳娜 | RE | 9 | 23 March 2011 | 18 April 2011 |
| WU Na 吳娜 | RO | 4 | 18 April 2011 | 02 January 2014 |
| WU Na 吳娜 | RO | 9 | 18 April 2011 | 02 January 2014 |
| WU Na 吳娜 | RO | 1 | 01 September 2011 | 02 January 2014 |
| WU Yi Shun, Josephine 胡懿淳 | RO | 9 | 28 May 2019 | 14 November 2019 |
| WU Yi Shun, Josephine 胡懿淳 | RO | 4 | 28 May 2019 | 14 November 2019 |
| WU Yi Shun, Josephine 胡懿淳 | RE | 9 | 15 March 2019 | 28 May 2019 |
| YANG Che Wen 楊喆文 | RE | 4 | 01 December 2014 | 05 February 2016 |
| YANG Che Wen 楊喆文 | RE | 1 | 01 December 2014 | 05 February 2016 |
| YAO Peng 姚鵬 | RE | 1 | 24 August 2015 | 01 June 2017 |
| YAO Peng 姚鵬 | RE | 4 | 24 August 2015 | 01 June 2017 |
| YAO Peng 姚鵬 | RE | 9 | 24 August 2015 | 01 June 2017 |
| YI Choonshik | RO | 4 | 19 March 2015 | 31 December 2021 |
| YI Choonshik | RO | 9 | 19 March 2015 | 31 December 2021 |
| YI Choonshik | RE | 1 | 29 September 2014 | 31 December 2021 |
| YI Choonshik | RE | 9 | 29 September 2014 | 19 March 2015 |
| YI Choonshik | RE | 4 | 29 September 2014 | 19 March 2015 |
| ZAHID Ali | RE | 4 | 18 June 2012 | 01 March 2013 |
| ZAHID Ali | RE | 1 | 18 June 2012 | 01 March 2013 |
| ZHANG Weiqun 張衛群 | RE | 1 | 10 July 2015 | 04 January 2016 |
| ZHANG Weiqun 張衛群 | RE | 4 | 10 July 2015 | 04 January 2016 |
| ZHANG Weiqun 張衛群 | RE | 9 | 10 July 2015 | 04 January 2016 |
| ZHEN Ni 甄旎 | RE | 9 | 26 June 2017 | 27 May 2018 |
| ZHEN Ni 甄旎 | RE | 4 | 26 June 2017 | 27 May 2018 |
| ZHEN Ni 甄旎 | RE | 1 | 26 June 2017 | 27 May 2018 |