SFC Licences of CHAN Siu Chi 陳少芝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 4 11 March 2019 14 March 2021
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 1 11 March 2019 14 March 2021
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 4 17 January 2019 11 March 2019
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 17 January 2019 11 March 2019
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RO 4 20 April 2017 09 June 2017
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RO 1 20 April 2017 09 June 2017
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 4 05 December 2016 20 April 2017
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務) RE 1 05 December 2016 20 April 2017
Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 RO 4 06 August 2013 15 September 2016
Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 RO 1 06 August 2013 15 September 2016
Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 RE 4 09 October 2012 06 August 2013
Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 RE 1 09 October 2012 06 August 2013
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 RE 9 04 March 2011 30 September 2012
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 RE 4 04 March 2011 30 September 2012
UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 RE 1 04 March 2011 30 September 2012
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 4 02 June 2008 16 February 2011
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司 RE 1 02 June 2008 16 February 2011
Fortis Investment Management Hong Kong Limited RE 4 16 May 2007 18 August 2008
Fortis Investment Management Hong Kong Limited RE 1 16 May 2007 18 August 2008
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 4 05 October 2004 02 September 2006
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 1 05 October 2004 02 September 2006
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RO 1 05 October 2004 02 September 2006
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 4 24 May 2004 05 October 2004
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 24 May 2004 05 October 2004
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 24 May 2004 05 October 2004
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 9 01 April 2003 21 May 2004
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 4 01 April 2003 21 May 2004
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 6 01 April 2003 21 May 2004
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 6 01 April 2003 21 May 2004
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 4 01 April 2003 21 May 2004
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RE 9 01 April 2003 21 May 2004
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) RE 1 01 April 2003 21 May 2004