SFC Licences of NG Siu Wai 伍兆煒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 1 | 21 March 2005 | |
| K. L. Securities Company 淦聯證券投資公司 | RE | 1 | 01 April 2003 | 21 March 2005 |
| K. L. Securities Company 淦聯證券投資公司 | RE | 4 | 01 April 2003 | 21 March 2005 |
| K. L. Securities Company 淦聯證券投資公司 | RE | 6 | 01 April 2003 | 19 February 2004 |
| K. L. Securities Company 淦聯證券投資公司 | RE | 9 | 01 April 2003 | 19 February 2004 |