Hong Kong SFC latest licenced institutions

The most recent SFC licences were granted on 29 November 2023, for employees of the following institutions. The institution's first ever licence is in brackets.

Blue Box Asset Management Limited
(29 November 2023)
Hetu Investment HK Limited
河圖投資香港有限公司
(30 June 2023)
Darkhorse Wealth Management Limited
黑馬財富管理有限公司
(15 September 2022)
BLS Capital Limited
百翱資本有限公司
(24 February 2022)
Sun Hung Kai Capital Partners Limited
(30 March 2021)
China Harbour International Asset Management Limited
中灣國際資產管理有限公司
(24 July 2020)
Nuvama Investment Advisors (Hongkong) Private Limited
(14 April 2020)
SPDB International Securities Limited
浦銀國際證券有限公司
(19 December 2019)
Blackhorn Wealth Management Limited
晉羚財富管理有限公司
(03 December 2018)
DT Securities & Futures Co. Limited
大田證券期貨有限公司
(01 November 2018)
Linkways Investment Management Limited
嶺利投資管理有限公司
(17 July 2018)
Axial Partners Limited
(07 November 2017)
Innovation Asset Management Co., Limited
鼎新資產管理有限公司
(08 June 2017)
Lu International (Hong Kong) Limited
陸國際(香港)有限公司
(28 April 2017)
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
(13 February 2017)
UBS Securities Hong Kong Limited
(19 December 2016)
Coordinates Capital Management Limited
阡陌資本管理有限公司
(07 September 2016)
Wealth Link Securities Limited
富滙證券有限公司
(02 June 2016)
NFH Corporate Finance Limited
新金控融資有限公司
(17 November 2015)
Yunfeng Securities Limited
雲鋒證券有限公司
(20 January 2014)
Lazard Asset Management (Hong Kong) Limited
(03 January 2014)
Taiping Capital Limited
太平融資有限公司
(12 April 2013)
Tullett Prebon (Hong Kong) Limited
(26 August 2010)
Valuable Capital Limited
華盛資本証券有限公司
(14 July 2010)
Millennium Capital Management (Hong Kong) Limited
(21 April 2009)
Samsung Asset Management (Hong Kong) Limited
三星資產運用(香港)有限公司
(28 May 2008)
Macquarie Asia Securities Limited
(26 July 2005)
BGC Securities (Hong Kong) LLC
(18 May 2004)
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
(09 February 2004)
Prime Cdex Futures Limited
乾立亨期貨有限公司
(01 April 2003)
HSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司
(01 April 2003)
SBI China Capital Financial Services Limited
軟庫中華金融服務有限公司
(01 April 2003)
UBS Securities Asia Limited
(01 April 2003)
Prime Cdex Securities Limited
乾立亨證券有限公司
(01 April 2003)
CITIC Securities (Hong Kong) Limited
中信證券(香港)有限公司
(01 April 2003)
Lombard Odier (Hong Kong) Limited
瑞士隆奧(香港)有限公司
(01 April 2003)
Morgan Stanley Hong Kong Securities Limited
(01 April 2003)
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
(01 April 2003)
CLSA Limited
中信里昂證券有限公司
(01 April 2003)