The most recent SFC licences were granted on 07 August 2020, for employees of the following institutions. The institution's first ever licence is in brackets.
|
Market Securities (Hong Kong) Limited
|
(2020, August 07)
|
Elite Capital Management Limited
有理資本管理有限公司
|
(2018, December 14)
|
Boill Fund Management (HK) Co., Limited
保集基金管理(香港)有限公司
|
(2017, November 30)
|
|
UBS Securities Hong Kong Limited
|
(2016, December 19)
|
Frontier Capital Management Limited
方達資本管理有限公司
|
(2011, November 15)
|
Centaline Securities Limited
中原證券有限公司
|
(2011, October 07)
|
AMC Wanhai Securities Limited
萬海證券有限公司
|
(2009, July 09)
|
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
|
(2006, May 17)
|
AMTD Global Markets Limited
尚乘環球市場有限公司
|
(2004, December 03)
|
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
|
(2003, April 01)
|
|
J.P. Morgan Securities (Far East) Limited
|
(2003, April 01)
|
Macquarie Capital Limited
麥格理資本股份有限公司
|
(2003, April 01)
|
Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
|
(2003, April 01)
|
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
|
(2003, April 01)
|
|
Morgan Stanley Hong Kong Securities Limited
|
(2003, April 01)
|
Sinolink Securities (Hong Kong) Company Limited
國金證券(香港)有限公司
|
(2003, April 01)
|
|
UBS Securities Asia Limited
|
(2003, April 01)
|
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
|
(2003, April 01)
|
Haitong International Research Limited
海通國際研究有限公司
|
(2003, April 01)
|
Guotai Junan Capital Limited
國泰君安融資有限公司
|
(2003, April 01)
|