Hong Kong SFC latest licenced institutions

The most recent SFC licences were granted on 17 May 2021, for employees of the following institutions. The institution's first ever licence is in brackets.

SilkyWater Asset Management Limited
潤淼資產管理有限公司
(26 January 2021)
Feifan Asset Management Co., Limited
飛凡資產管理有限公司
(24 January 2020)
Solomon Capital Management Limited
瑞明資本有限公司
(27 December 2019)
Chief Management Limited
卓凡管理有限公司
(16 December 2019)
Fenghua Asset Management Limited
豐華資產管理有限公司
(13 February 2018)
KGI Asia Limited
凱基證券亞洲有限公司
(03 October 2017)
Raffles Assets Management (HK) Co. Limited
萬方資產管理(香港)有限公司
(28 September 2017)
CSI Global Markets Limited (23 May 2017)
Schonfeld Strategic Advisors (Hong Kong) Limited (11 October 2016)
Logos Technologies (HK) Limited (22 September 2016)
Prime China Securities Limited
華大證券有限公司
(02 September 2016)
Huabang Corporate Finance Limited
華邦融資有限公司
(21 June 2016)
Tenbagger Investment Management (Hong Kong) Limited
拾貝投資管理(香港)有限公司
(11 September 2015)
Oxbow Capital Management (HK) Limited (02 June 2015)
Goldhorse Capital Management (HK) Limited (05 January 2015)
Heitman International HK Limited (18 February 2014)
Dongxing Securities (Hong Kong) Company Limited
東興證券(香港)有限公司
(23 December 2013)
New China Asset Management (Hong Kong) Limited
新華資產管理(香港)有限公司
(06 November 2013)
MAPS Capital Management Limited
邁普斯資本管理有限公司
(29 November 2012)
GLOBAL GROUP SECURITIES LIMITED
高寶集團證券有限公司
(03 August 2012)
China International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
(26 April 2011)
Rockhampton Management Limited (26 January 2011)
ASA Securities Limited
富國證券有限公司
(19 August 2010)
Sunrise Brokers (Hong Kong) Limited (09 December 2009)
T.F.S. Derivatives HK Limited (03 April 2009)
Haitong International Asset Management (HK) Limited
海通國際資產管理(香港)有限公司
(03 July 2008)
Ping An of China Asset Management (Hong Kong) Company Limited
中國平安資產管理(香港)有限公司
(01 March 2007)
China Life Franklin Asset Management Co., Limited
中國人壽富蘭克林資產管理有限公司
(08 December 2006)
Oaktree Capital (Hong Kong) Limited (12 July 2006)
First Fidelity Capital (International) Limited (19 April 2006)
I-Access Investors Limited
一通投資者有限公司
(13 July 2005)
Mirae Asset Global Investments (Hong Kong) Limited
未來資產環球投資(香港)有限公司
(05 July 2005)
Vision Capital Investment Management Limited
遠信資本投資管理有限公司
(17 December 2003)
CLSA Capital Markets Limited
中信里昂證券資本市場有限公司
(01 April 2003)
CLSA Limited
中信里昂證券有限公司
(01 April 2003)
CNCB (Hong Kong) Capital Limited
信銀(香港)資本有限公司
(01 April 2003)
Chief Securities Limited
致富證券有限公司
(01 April 2003)
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
(01 April 2003)
China Tonghai Securities Limited
中國通海證券有限公司
(01 April 2003)
Deloitte & Touche Corporate Finance Limited
德勤企業財務顧問有限公司
(01 April 2003)
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
(01 April 2003)
Haitong International Investment Managers Limited
海通國際投資經理有限公司
(01 April 2003)
J.P. Morgan Broking (Hong Kong) Limited (01 April 2003)
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
(01 April 2003)
Legg Mason Asset Management Hong Kong Limited
美盛資產管理香港有限公司
(01 April 2003)
Macquarie Capital Limited
麥格理資本股份有限公司
(01 April 2003)
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
(01 April 2003)
Morgan Stanley Hong Kong Securities Limited (01 April 2003)
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
(01 April 2003)
Shenwan Hongyuan Capital (H.K.) Limited
申萬宏源融資(香港)有限公司
(01 April 2003)
Shenwan Hongyuan Futures (H.K.) Limited
申萬宏源期貨(香港)有限公司
(01 April 2003)
Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
(01 April 2003)
Taiping Assets Management (HK) Company Limited
太平資產管理(香港)有限公司
(01 April 2003)
VMS Securities Limited
鼎珮證券有限公司
(01 April 2003)
Virtu ITG Hong Kong Limited (01 April 2003)