The most recent SFC licences were granted on 10 August 2020, for employees of the following institutions. The institution's first ever licence is in brackets.
Brocade River Securities Limited
錦沄證券有限公司
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(2019, September 24)
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Brocade River Asset Management Limited
錦沄資產管理有限公司
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(2019, February 13)
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JMC Securities and Futures Investment HK Limited
富喬鑫證券期貨投資(香港)有限公司
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(2019, January 31)
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Oceanpine Capital Management Limited
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(2019, January 15)
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JMC Capital HK Limited
富喬鑫資本(香港)有限公司
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(2018, August 16)
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Vision Capital International Holdings Limited
萬盛金融控股有限公司
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(2016, April 26)
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China International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
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(2011, April 26)
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Alpha International Securities (HONG KONG) Limited
阿爾法國際證券(香港)有限公司
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(2010, August 23)
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APG Investments Asia Limited
荷蘭匯盈投資亞洲有限公司
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(2008, November 18)
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Capital Global Management Limited
瑞興全球財富管理有限公司
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(2005, September 17)
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J.P. Morgan Broking (Hong Kong) Limited
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(2003, April 01)
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Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
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(2003, April 01)
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St. James's Place (Hong Kong) Limited
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(2003, April 01)
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China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
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(2003, April 01)
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Convoy Asset Management Limited
康宏資產管理有限公司
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(2003, April 01)
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