The most recent SFC licences were granted on 14 January 2021, for employees of the following institutions. The institution's first ever licence is in brackets.
OSL Digital Securities Limited
OSL數字證券有限公司
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(2020, December 15)
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SDG Asset Management (HK) Limited
山金資產管理(香港)有限公司
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(2016, October 12)
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Virtu ITG Hong Kong Limited
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(2003, April 01)
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Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
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(2003, April 01)
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Karl-Thomson Securities Company Limited
高信證券有限公司
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(2003, April 01)
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BOCI Asia Limited
中銀國際亞洲有限公司
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(2003, April 01)
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CCB International Capital Limited
建銀國際金融有限公司
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(2004, May 27)
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Meyer Capital Group Limited
永堅資本集團有限公司
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(2017, July 20)
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Orient Futures (Hong Kong) Limited
東方期貨(香港)有限公司
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(2011, February 28)
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Long Success Capital Limited
萬里資本有限公司
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(2017, September 27)
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Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
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(2003, April 01)
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Sun Hung Kai Commodities Limited
新鴻基期貨有限公司
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(2003, April 01)
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Sunrise Brokers (Hong Kong) Limited
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(2009, December 09)
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Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
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(2003, April 01)
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CMB International Capital Limited
招銀國際融資有限公司
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(2010, September 07)
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Hermitage Capital HK Limited
和暄資本香港有限公司
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(2018, March 28)
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China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
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(2003, April 01)
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OCI Asset Management Company Limited
東建資產管理有限公司
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(2018, May 09)
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CASH Algo Finance Group Limited
時富量化金融集團有限公司
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(2016, June 08)
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Karl Thomson Investment Consultants Limited
高信投資顧問有限公司
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(2003, April 01)
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8F Investment Partners HK Limited
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(2020, September 08)
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GF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司
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(2007, January 31)
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Success Advance Investments Limited
駿程投資有限公司
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(2017, January 10)
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Apeiron Capital Limited
倍嶸資本有限公司
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(2017, May 24)
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CMB International Securities Limited
招銀國際證券有限公司
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(2010, June 15)
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Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
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(2016, October 11)
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Avanta Investment Management Limited
安永達投資管理有限公司
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(2003, April 01)
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PICC Asset Management (Hong Kong) Company Limited
中國人保香港資產管理有限公司
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(2015, April 16)
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T.F.S. Derivatives HK Limited
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(2009, April 03)
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Oakwise Capital Management Limited
瑞橡資本管理有限公司
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(2019, March 07)
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CLSA Capital Markets Limited
中信里昂證券資本市場有限公司
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(2003, April 01)
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CLSA Limited
中信里昂證券有限公司
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(2003, April 01)
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BOCI Securities Limited
中銀國際證券有限公司
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(2003, April 01)
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GF Capital (Hong Kong) Limited
廣發融資(香港)有限公司
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(2007, January 31)
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CLSA Capital Partners (HK) Limited
里昂證券亞太恒富資本(香港)有限公司
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(2003, April 01)
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CCB International Securities Limited
建銀國際證券有限公司
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(2005, August 19)
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Sunfund Securities Limited
東皓證券有限公司
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(2017, January 23)
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Alliance Capital Partners Limited
同人融資有限公司
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(2014, January 24)
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Guosen Securities (HK) Capital Company Limited
國信證券(香港)融資有限公司
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(2010, June 30)
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UBS Securities Asia Limited
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(2003, April 01)
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Axiom Investment Management Limited
明懿資產管理有限公司
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(2003, April 01)
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UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
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(2003, April 01)
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MUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
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(2010, December 31)
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Haitong International Securities Company Limited
海通國際證券有限公司
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(2003, April 01)
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Premier Q Securities Limited
乾立亨證券有限公司
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(2003, April 01)
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UCAP Securities (HK) Limited
佑聯證券有限公司
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(2020, August 05)
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Manulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司
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(2003, April 01)
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Karl-Thomson Commodities Company Limited
高信商品期貨有限公司
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(2003, April 01)
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Wealthy Securities Limited
永裕證劵有限公司
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(2017, June 29)
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ABCI Securities Company Limited
農銀國際證券有限公司
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(2003, April 01)
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