Hong Kong SFC latest licenced institutions

The most recent SFC licences were granted on 29 November 2022, for employees of the following institutions. The institution's first ever licence is in brackets.

3Qi Investment Limited
三奇投資有限公司
(29 November 2022)
TeraWise Capital Limited
兆易資本有限公司
(29 November 2022)
ESR Hong Kong Asset Management Limited (11 August 2022)
Manford Financial Limited
民鋒金融有限公司
(09 February 2022)
Flow Capital (HK) Limited (11 May 2021)
MBK Partners HK Limited (29 November 2018)
Xin Yongan International Asset Management Company Limited
新永安國際資產管理有限公司
(09 November 2018)
Xin Yongan International Securities Company Limited
新永安國際證券有限公司
(12 October 2018)
KGI Asia Limited
凱基證券亞洲有限公司
(03 October 2017)
Midas Securities Limited
金源證券有限公司
(21 February 2017)
CITIC Futures International Company Limited
中信期貨國際有限公司
(31 August 2015)
Liquidnet Asia Limited
利貫交易網亞洲有限公司
(16 October 2013)
China Securities (International) Brokerage Company Limited
中信建投(國際)証券有限公司
(24 April 2013)
China Securities (International) Corporate Finance Company Limited
中信建投(國際)融資有限公司
(08 April 2013)
DL SECURITIES (HK) LIMITED
德林證券(香港)有限公司
(24 October 2012)
China Vered Asset Management (Hong Kong) Limited
中薇資產管理(香港)有限公司
(17 April 2012)
Genesis Investment Management Limited (23 December 2011)
Matthews Global Investors (Hong Kong) Limited
銘基環球投資(香港)有限公司
(27 June 2011)
CMB International Securities Limited
招銀國際證券有限公司
(31 August 2010)
China Xin Yongan Futures Company Limited
中國新永安期貨有限公司
(20 April 2007)
CCB International Securities Limited
建銀國際證券有限公司
(19 August 2005)
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
(01 April 2003)
Merrill Lynch Far East Limited (01 April 2003)
J.P. Morgan Broking (Hong Kong) Limited (01 April 2003)
Silk Road International Capital Limited
絲路國際資本有限公司
(01 April 2003)
Merrill Lynch (Asia Pacific) Limited (01 April 2003)
Shenwan Hongyuan Capital (H.K.) Limited
申萬宏源融資(香港)有限公司
(01 April 2003)
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
(01 April 2003)
Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
(01 April 2003)
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
(01 April 2003)
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
(01 April 2003)
Schroder Investment Management (Hong Kong) Limited (01 April 2003)