The most recent SFC licences were granted on 13 November 2020, for employees of the following institutions. The institution's first ever licence is in brackets.
Bristol Capital Limited
嶺峰資本有限公司
|
(2019, December 23)
|
Maxa Capital Limited
邁時資本有限公司
|
(2019, November 08)
|
Nice Talent Asset Management Limited
俊賢資產管理有限公司
|
(2018, November 01)
|
Shanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司
|
(2017, June 16)
|
|
Wingate Asset Management Limited
|
(2016, August 31)
|
|
HZ CAPITAL LIMITED
|
(2015, March 26)
|
Great Wall Pan Asia Asset Management Limited
長城環亞資產管理有限公司
|
(2014, May 13)
|
Tianda Asset Management Limited
天大資產管理有限公司
|
(2013, April 24)
|
Tianda Securities Limited
天大証券有限公司
|
(2011, January 18)
|
E Fund Management (Hong Kong) Co., Limited
易方達資產管理(香港)有限公司
|
(2009, January 02)
|
KCG Fund Management Limited
寶通基金管理有限公司
|
(2007, May 04)
|
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
|
(2007, April 04)
|
Ping An of China Asset Management (Hong Kong) Company Limited
中國平安資產管理(香港)有限公司
|
(2007, March 01)
|
|
Macquarie Asia Securities Limited
|
(2005, July 26)
|
|
CQS (Hong Kong) Limited
|
(2005, April 11)
|
OP Investment Management Limited
東英投資管理有限公司
|
(2004, February 18)
|
|
J.P. Morgan Broking (Hong Kong) Limited
|
(2003, April 01)
|
Haitong International Securities Company Limited
海通國際證券有限公司
|
(2003, April 01)
|
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
|
(2003, April 01)
|
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
|
(2003, April 01)
|
|
GFI (HK) Securities L.L.C.
|
(2003, April 01)
|
Taiping Assets Management (HK) Company Limited
太平資產管理(香港)有限公司
|
(2003, April 01)
|
Ample Capital Limited
豐盛融資有限公司
|
(2003, April 01)
|