The most recent SFC licences were granted on 26 February 2021, for employees of the following institutions. The institution's first ever licence is in brackets.
CSI Asset Management Limited
資策資產管理有限公司
|
(2020, January 07)
|
Shenwan Hongyuan Research (H.K.) Limited
申萬宏源研究(香港)有限公司
|
(2003, April 01)
|
Haitong International Securities Company Limited
海通國際證券有限公司
|
(2003, April 01)
|
Carlyon Asset Management Limited
格理昂資產管理有限公司
|
(2017, July 07)
|
M&G Investments (Hong Kong) Limited
|
(2014, February 18)
|
One Heritage Capital Management Limited
太一資本管理有限公司
|
(2019, March 22)
|
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
|
(2003, April 01)
|
UCAP Securities (HK) Limited
佑聯證券有限公司
|
(2020, August 05)
|
Manulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司
|
(2003, April 01)
|
China International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
|
(2011, April 26)
|
Amber Hill Capital Limited
安山資本有限公司
|
(2014, December 10)
|
Spruce Light Asset Management Company Limited
雲映資產管理有限公司
|
(2016, May 09)
|
YWL Asset Management Limited
裕威龍資產管理有限公司
|
(2019, September 11)
|
First Shanghai Futures Limited
第一上海期貨有限公司
|
(2003, April 01)
|
Ping An of China Asset Management (Hong Kong) Company Limited
中國平安資產管理(香港)有限公司
|
(2007, March 01)
|
Sino-Ocean Investment Management Limited
遠洋投資管理有限公司
|
(2020, April 21)
|
CSOP Asset Management Limited
南方東英資產管理有限公司
|
(2008, September 29)
|
Hang Seng Investment Services Limited
恒生投資服務有限公司
|
(2003, April 01)
|
BIL Wealth Management Limited
盧銀資產管理有限公司
|
(2018, July 23)
|
First Shanghai Securities Limited
第一上海證券有限公司
|
(2003, April 01)
|
CMBC International Futures Company Limited
民銀國際期貨有限公司
|
(2010, August 20)
|
Hang Seng Investment Management Limited
恒生投資管理有限公司
|
(2003, April 01)
|
Royston Securities Limited
鋭升證券有限公司
|
(2019, March 14)
|
KGI Asia Limited
凱基證券亞洲有限公司
|
(2017, October 03)
|
Citadel Asia Limited
|
(2005, October 21)
|
CM Securities Asset Management Limited
中民證券資產管理有限公司
|
(2018, August 08)
|
CQS (Hong Kong) Limited
|
(2005, April 11)
|
Pinpoint Asset Management Limited
|
(2010, October 25)
|
China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
|
(2003, April 01)
|
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
|
(2003, April 01)
|
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
|
(2003, April 01)
|
Carlyon Securities Limited
格理昂證券有限公司
|
(2017, July 21)
|
Taiping Securities (HK) Co Limited
太平証券(香港)有限公司
|
(2003, April 01)
|
Zhongtai International Financial Products Limited
中泰國際金融產品有限公司
|
(2016, November 07)
|
VI Asset Management Company Limited
弘勵資產管理有限公司
|
(2017, April 20)
|
Pacific Hawk (HK) Limited
元豐(香港)有限公司
|
(2003, April 01)
|
CMBC Securities Company Limited
民銀證券有限公司
|
(2008, January 24)
|
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
|
(2003, April 01)
|
Vontobel Limited
瑞萬通博有限公司
|
(2017, March 30)
|
Shanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司
|
(2017, June 16)
|
VMI Securities Limited
創市証劵有限公司
|
(2017, January 11)
|
China Tonghai Securities Limited
中國通海證券有限公司
|
(2003, April 01)
|
BFAM Partners (Hong Kong) Limited
|
(2012, March 30)
|
Valuable Capital Limited
華盛資本証券有限公司
|
(2010, July 14)
|
Haitong International Research Limited
海通國際研究有限公司
|
(2003, April 01)
|
Freeman Securities Limited
民眾證券有限公司
|
(2008, January 08)
|