Hong Kong SFC latest licenced institutions

The most recent SFC licences were granted on 26 February 2021, for employees of the following institutions. The institution's first ever licence is in brackets.

CSI Asset Management Limited
資策資產管理有限公司
(2020, January 07)
Shenwan Hongyuan Research (H.K.) Limited
申萬宏源研究(香港)有限公司
(2003, April 01)
Haitong International Securities Company Limited
海通國際證券有限公司
(2003, April 01)
Carlyon Asset Management Limited
格理昂資產管理有限公司
(2017, July 07)
M&G Investments (Hong Kong) Limited (2014, February 18)
One Heritage Capital Management Limited
太一資本管理有限公司
(2019, March 22)
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
(2003, April 01)
UCAP Securities (HK) Limited
佑聯證券有限公司
(2020, August 05)
Manulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司
(2003, April 01)
China International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
(2011, April 26)
Amber Hill Capital Limited
安山資本有限公司
(2014, December 10)
Spruce Light Asset Management Company Limited
雲映資產管理有限公司
(2016, May 09)
YWL Asset Management Limited
裕威龍資產管理有限公司
(2019, September 11)
First Shanghai Futures Limited
第一上海期貨有限公司
(2003, April 01)
Ping An of China Asset Management (Hong Kong) Company Limited
中國平安資產管理(香港)有限公司
(2007, March 01)
Sino-Ocean Investment Management Limited
遠洋投資管理有限公司
(2020, April 21)
CSOP Asset Management Limited
南方東英資產管理有限公司
(2008, September 29)
Hang Seng Investment Services Limited
恒生投資服務有限公司
(2003, April 01)
BIL Wealth Management Limited
盧銀資產管理有限公司
(2018, July 23)
First Shanghai Securities Limited
第一上海證券有限公司
(2003, April 01)
CMBC International Futures Company Limited
民銀國際期貨有限公司
(2010, August 20)
Hang Seng Investment Management Limited
恒生投資管理有限公司
(2003, April 01)
Royston Securities Limited
鋭升證券有限公司
(2019, March 14)
KGI Asia Limited
凱基證券亞洲有限公司
(2017, October 03)
Citadel Asia Limited (2005, October 21)
CM Securities Asset Management Limited
中民證券資產管理有限公司
(2018, August 08)
CQS (Hong Kong) Limited (2005, April 11)
Pinpoint Asset Management Limited (2010, October 25)
China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
(2003, April 01)
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
(2003, April 01)
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
(2003, April 01)
Carlyon Securities Limited
格理昂證券有限公司
(2017, July 21)
Taiping Securities (HK) Co Limited
太平証券(香港)有限公司
(2003, April 01)
Zhongtai International Financial Products Limited
中泰國際金融產品有限公司
(2016, November 07)
VI Asset Management Company Limited
弘勵資產管理有限公司
(2017, April 20)
Pacific Hawk (HK) Limited
元豐(香港)有限公司
(2003, April 01)
CMBC Securities Company Limited
民銀證券有限公司
(2008, January 24)
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
(2003, April 01)
Vontobel Limited
瑞萬通博有限公司
(2017, March 30)
Shanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司
(2017, June 16)
VMI Securities Limited
創市証劵有限公司
(2017, January 11)
China Tonghai Securities Limited
中國通海證券有限公司
(2003, April 01)
BFAM Partners (Hong Kong) Limited (2012, March 30)
Valuable Capital Limited
華盛資本証券有限公司
(2010, July 14)
Haitong International Research Limited
海通國際研究有限公司
(2003, April 01)
Freeman Securities Limited
民眾證券有限公司
(2008, January 08)