The most recent SFC licences were granted on 14 February 2020, for employees of the following institutions. The institution's first ever licence is in brackets.
TD King Capital Limited
電訊濎滙資本有限公司
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(2020, January 15)
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Ever Fountain Asset Management Limited
恒源資產管理有限公司
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(2019, February 12)
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WE Asset Management Limited
溫商資產管理有限公司
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(2018, March 19)
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Blackwell Global Asset Management Limited
博威環球資產管理有限公司
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(2018, January 15)
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KGI Asia Limited
凱基證券亞洲有限公司
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(2017, October 03)
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Pixiu Asset Management Limited
富瑞資產管理有限公司
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(2017, June 28)
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Avenue Family Office Limited
道信家族辦公室有限公司
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(2017, January 18)
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UBS Securities Hong Kong Limited
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(2016, December 19)
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TradeMaster Securities (Hong Kong) Limited
淘金者證券(香港)有限公司
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(2016, August 18)
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Seazen Resources Securities Limited
新城晉峰證券有限公司
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(2016, January 28)
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Seazen Resources Asset Management Limited
新城晉峰資產管理有限公司
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(2014, December 29)
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Investec Asset Management Hong Kong Limited
天達資產管理香港有限公司
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(2014, April 09)
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Futu Securities International (Hong Kong) Limited
富途證券國際(香港)有限公司
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(2012, October 04)
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Longrun Financial Group Limited
朗潤金融集團有限公司
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(2012, January 17)
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BMI Securities Limited
邦盟滙駿證券有限公司
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(2011, March 14)
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China Alpha Fund Management (HK) Limited
中國守正基金管理(香港)有限公司
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(2010, May 31)
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Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
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(2010, January 04)
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CNI Securities Group Limited
中國北方證券集團有限公司
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(2009, December 15)
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T.F.S. Derivatives HK Limited
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(2009, April 03)
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China Asset Management (Hong Kong) Limited
華夏基金(香港)有限公司
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(2008, December 10)
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Blackstone Group (HK) Limited, The
黑石集團(香港)有限公司
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(2008, October 14)
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Samsung Asset Management (Hong Kong) Limited
三星資產運用(香港)有限公司
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(2008, April 23)
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Value Star Asset Management (Hong Kong) Limited
恒星資產管理(香港)有限公司
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(2008, April 01)
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Value Partners Hong Kong Limited
惠理基金管理香港有限公司
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(2007, November 19)
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BOCOM International Securities Limited
交銀國際證券有限公司
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(2007, September 10)
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GF Capital (Hong Kong) Limited
廣發融資(香港)有限公司
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(2007, January 31)
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GF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司
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(2007, January 31)
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BMI Funds Management Limited
邦盟滙駿基金管理有限公司
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(2003, July 14)
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Merrill Lynch (Asia Pacific) Limited
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(2003, April 01)
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Merrill Lynch Far East Limited
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(2003, April 01)
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Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
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(2003, April 01)
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Morgan Stanley Hong Kong Securities Limited
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(2003, April 01)
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Fosun Hani Securities Limited
復星恆利證券有限公司
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(2003, April 01)
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Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
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(2003, April 01)
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Haitong International Securities Company Limited
海通國際證券有限公司
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(2003, April 01)
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Hang Seng Securities Limited
恒生證券有限公司
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(2003, April 01)
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Haitong International Futures Limited
海通國際期貨有限公司
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(2003, April 01)
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Value Partners Limited
惠理基金管理公司
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(2003, April 01)
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Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
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(2003, April 01)
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Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
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(2003, April 01)
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Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
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(2003, April 01)
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Cinda International Securities Limited
信達國際證券有限公司
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(2003, April 01)
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Value Partners Private Equity Limited
惠理直接投資有限公司
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(2003, April 01)
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FWD Financial Planning Limited
富衛財務策劃有限公司
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(2003, April 01)
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