The most recent SFC licences were granted on 06 July 2020, for employees of the following institutions. The institution's first ever licence is in brackets.
Golden Mountain Asset Management Limited
金山金融資產管理有限公司
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(2020, July 06)
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Polymer Capital Management (HK) Limited
柏駿資本管理(香港)有限公司
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(2020, March 11)
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Lancy Global Asset Management Limited
朗姿環球資產管理有限公司
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(2020, March 03)
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Rykadan Capital Management Limited
宏基資本管理有限公司
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(2020, February 17)
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Sumitomo Mitsui DS Asset Management (Hong Kong) Limited
三井住友德思資產管理(香港)有限公司
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(2019, October 01)
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Grandbay Securities Limited
澤裕證券有限公司
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(2019, September 30)
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Trends Asset Management Limited
掌勢資產管理有限公司
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(2019, June 24)
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Gopher Redwoods Asset Management Limited
歌斐紅樹林資產管理有限公司
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(2019, June 14)
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Goldwin Global Capital Limited
國鑫環球資本有限公司
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(2019, June 03)
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Golden Asset Management Co., Limited
金色資產管理有限公司
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(2019, April 25)
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Angelo, Gordon Hong Kong Limited
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(2019, April 09)
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Plutus Asset Management Limited
貝德斯資產管理有限公司
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(2019, January 28)
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MindPlus Capital Management Limited
萬尚資本管理有限公司
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(2018, August 21)
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Huashe Asset Management (Hong Kong) Limited
華設資產管理(香港)有限公司
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(2018, July 25)
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Primas Asset Management Limited
博領資產管理有限公司
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(2018, May 29)
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Gold Dragon Worldwide Asset Management Limited
金龍世興資產管理有限公司
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(2017, November 30)
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CSI Global Markets Limited
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(2017, May 23)
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Kaiser Capital Management Limited
嘉信資本管理有限公司
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(2017, March 09)
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Sunfund Securities Limited
東皓證券有限公司
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(2017, January 23)
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Summer Capital Management Company Limited
夏焱資本管理有限公司
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(2017, January 16)
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iTrade Securities Investment Limited
美信證券投資有限公司
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(2016, December 28)
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UBS Securities Hong Kong Limited
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(2016, December 19)
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SDG Asset Management (HK) Limited
山金資產管理(香港)有限公司
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(2016, October 12)
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RSI Securities Limited
暐日証券有限公司
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(2016, September 19)
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Sunfund Capital Limited
東皓資本有限公司
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(2015, October 27)
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China-Hong Kong Link Securities Company Limited
中港通證券有限公司
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(2015, September 30)
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CITIC Futures International Company Limited
中信期貨國際有限公司
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(2015, August 31)
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Allianz Global Investors Asia Pacific Limited
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(2015, June 01)
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Cachet Asset Management Limited
臻卓資產管理有限公司
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(2015, January 13)
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YG Capital Management Limited
一信資本管理有限公司
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(2014, December 12)
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Amber Hill Capital Limited
安山資本有限公司
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(2014, December 10)
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TransAsia Private Capital Limited
寰亞資本管理有限公司
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(2013, March 19)
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Yuanta Futures (HK) Co., Limited
元大期貨(香港)有限公司
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(2012, February 24)
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Realord Asia Pacific Securities Limited
偉祿亞太證券有限公司
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(2010, November 24)
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OTCex Hong Kong Limited
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(2010, August 23)
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TC Capital International Limited
天財資本國際有限公司
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(2010, August 11)
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Cinda International Research Limited
信達國際研究有限公司
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(2010, July 26)
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Valuable Capital Limited
華盛資本証券有限公司
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(2010, July 14)
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China Eagle Asset Management Limited
華鷹資產管理有限公司
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(2009, July 06)
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BOA International Securities Limited
亞銀國際證券有限公司
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(2009, March 30)
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China Life Franklin Asset Management Co., Limited
中國人壽富蘭克林資產管理有限公司
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(2006, December 08)
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Rich Bay Securities Limited
富利證券有限公司
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(2005, March 31)
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Cantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司
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(2004, July 15)
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OP Investment Management Limited
東英投資管理有限公司
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(2004, February 18)
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BOCI Securities Limited
中銀國際證券有限公司
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(2003, April 01)
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Merrill Lynch Far East Limited
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(2003, April 01)
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Corporate Brokers Limited
協聯證券有限公司
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(2003, April 01)
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Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
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(2003, April 01)
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Morgan Stanley Hong Kong Securities Limited
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(2003, April 01)
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Nomura Asset Management Hong Kong Limited
野村投資管理香港有限公司
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(2003, April 01)
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Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
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(2003, April 01)
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Luen Fat Securities Company Limited
聯發證券有限公司
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(2003, April 01)
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Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
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(2003, April 01)
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St. James's Place (Hong Kong) Limited
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(2003, April 01)
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Instinet Pacific Limited
極訊亞太有限公司
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(2003, April 01)
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HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
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(2003, April 01)
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Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
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(2003, April 01)
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HSBC Broking Forex (Asia) Limited
滙豐金融外匯(亞洲)有限公司
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(2003, April 01)
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SMBC Nikko Securities (Hong Kong) Limited
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(2003, April 01)
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Guotai Junan Futures (Hong Kong) Limited
國泰君安期貨(香港)有限公司
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(2003, April 01)
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Fulbright Securities Limited
富昌證券有限公司
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(2003, April 01)
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Convoy Asset Management Limited
康宏資產管理有限公司
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(2003, April 01)
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