Hong Kong SFC latest licenced institutions

The most recent SFC licences were granted on 13 November 2020, for employees of the following institutions. The institution's first ever licence is in brackets.

Bristol Capital Limited
嶺峰資本有限公司
(2019, December 23)
Maxa Capital Limited
邁時資本有限公司
(2019, November 08)
Nice Talent Asset Management Limited
俊賢資產管理有限公司
(2018, November 01)
Shanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司
(2017, June 16)
Wingate Asset Management Limited (2016, August 31)
HZ CAPITAL LIMITED (2015, March 26)
Great Wall Pan Asia Asset Management Limited
長城環亞資產管理有限公司
(2014, May 13)
Tianda Asset Management Limited
天大資產管理有限公司
(2013, April 24)
Tianda Securities Limited
天大証券有限公司
(2011, January 18)
E Fund Management (Hong Kong) Co., Limited
易方達資產管理(香港)有限公司
(2009, January 02)
KCG Fund Management Limited
寶通基金管理有限公司
(2007, May 04)
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
(2007, April 04)
Ping An of China Asset Management (Hong Kong) Company Limited
中國平安資產管理(香港)有限公司
(2007, March 01)
Macquarie Asia Securities Limited (2005, July 26)
CQS (Hong Kong) Limited (2005, April 11)
OP Investment Management Limited
東英投資管理有限公司
(2004, February 18)
J.P. Morgan Broking (Hong Kong) Limited (2003, April 01)
Haitong International Securities Company Limited
海通國際證券有限公司
(2003, April 01)
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
(2003, April 01)
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
(2003, April 01)
GFI (HK) Securities L.L.C. (2003, April 01)
Taiping Assets Management (HK) Company Limited
太平資產管理(香港)有限公司
(2003, April 01)
Ample Capital Limited
豐盛融資有限公司
(2003, April 01)