Hong Kong SFC latest licenced institutions

The most recent SFC licences were granted on 26 January 2022, for employees of the following institutions. The institution's first ever licence is in brackets.

Zero2IPO Capital Limited
清科資本有限公司
(03 November 2021)
Apollo Capital Management Limited
皓祇資本管理有限公司
(08 October 2019)
Yau Wai International Asset Management Company Limited
有為國際資產管理有限公司
(10 September 2019)
Lego Asset Management Limited
力高資產管理有限公司
(01 March 2019)
Original Asset Management Limited
原創資產管理有限公司
(08 February 2019)
JMC Capital International Limited
富喬鑫國際投資有限公司
(31 January 2019)
JMC Capital HK Limited
富喬鑫資本(香港)有限公司
(16 August 2018)
Poly Treasure Holdings Limited
保利控股財金有限公司
(15 May 2018)
Raffles Assets Management (HK) Co. Limited
萬方資產管理(香港)有限公司
(28 September 2017)
Magnum Research Limited
弘量研究有限公司
(07 September 2017)
Dongxing Securities (Hong Kong) Asset Management Company Limited
東興證券(香港)資產管理有限公司
(08 February 2017)
OX Financial Securities Limited
小牛金服證券有限公司
(15 December 2016)
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
(11 October 2016)
China Credit International Securities Co., Limited
中誠國際證券有限公司
(06 September 2016)
Enhanced Investment Management Limited (08 January 2014)
Dongxing Securities (Hong Kong) Company Limited
東興證券(香港)有限公司
(23 December 2013)
China Securities (International) Corporate Finance Company Limited
中信建投(國際)融資有限公司
(08 April 2013)
PSI Capital Asia Limited (12 October 2012)
China Industrial Securities International Brokerage Limited
興證國際證券有限公司
(06 January 2012)
Enhanced Securities Limited
進陞證券有限公司
(02 August 2011)
Leonteq Securities (Hong Kong) Limited (07 April 2011)
CMB International Asset Management Limited
招銀國際資產管理有限公司
(26 May 2010)
Asset Management One Hong Kong Limited
頂峰資產管理香港有限公司
(10 March 2010)
Blackstone Group (HK) Limited, The
黑石集團(香港)有限公司
(14 October 2008)
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
(04 April 2007)
China International Capital Corporation Hong Kong Asset Management Limited
中國國際金融香港資產管理有限公司
(03 July 2006)
Mercer Investments (HK) Limited (04 August 2005)
China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
(01 April 2003)
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income and PGIM Real Estate)
保德信(香港)有限公司 (以保德信固定收益及保德信房地產名義經營業務)
(01 April 2003)
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
(01 April 2003)
Fosun Hani Securities Limited
復星恆利證券有限公司
(01 April 2003)
Yat Lung Securities Limited
壹隆證劵有限公司
(01 April 2003)
BOCI Securities Limited
中銀國際證券有限公司
(01 April 2003)
Barclays Capital Asia Limited
巴克萊亞洲有限公司
(01 April 2003)
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
(01 April 2003)
Pyrmont Wealth Management Limited
本盟財富管理有限公司
(01 April 2003)
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
(01 April 2003)
Kingsway SW Asset Management Limited
滙富資產管理有限公司
(01 April 2003)
ABCI Securities Company Limited
農銀國際證券有限公司
(01 April 2003)
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
(01 April 2003)