Hong Kong SFC latest licenced institutions

The most recent SFC licences were granted on 14 February 2020, for employees of the following institutions. The institution's first ever licence is in brackets.

TD King Capital Limited
電訊濎滙資本有限公司
(2020, January 15)
Ever Fountain Asset Management Limited
恒源資產管理有限公司
(2019, February 12)
WE Asset Management Limited
溫商資產管理有限公司
(2018, March 19)
Blackwell Global Asset Management Limited
博威環球資產管理有限公司
(2018, January 15)
KGI Asia Limited
凱基證券亞洲有限公司
(2017, October 03)
Pixiu Asset Management Limited
富瑞資產管理有限公司
(2017, June 28)
Avenue Family Office Limited
道信家族辦公室有限公司
(2017, January 18)
UBS Securities Hong Kong Limited (2016, December 19)
TradeMaster Securities (Hong Kong) Limited
淘金者證券(香港)有限公司
(2016, August 18)
Seazen Resources Securities Limited
新城晉峰證券有限公司
(2016, January 28)
Seazen Resources Asset Management Limited
新城晉峰資產管理有限公司
(2014, December 29)
Investec Asset Management Hong Kong Limited
天達資產管理香港有限公司
(2014, April 09)
Futu Securities International (Hong Kong) Limited
富途證券國際(香港)有限公司
(2012, October 04)
Longrun Financial Group Limited
朗潤金融集團有限公司
(2012, January 17)
BMI Securities Limited
邦盟滙駿證券有限公司
(2011, March 14)
China Alpha Fund Management (HK) Limited
中國守正基金管理(香港)有限公司
(2010, May 31)
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
(2010, January 04)
CNI Securities Group Limited
中國北方證券集團有限公司
(2009, December 15)
T.F.S. Derivatives HK Limited (2009, April 03)
China Asset Management (Hong Kong) Limited
華夏基金(香港)有限公司
(2008, December 10)
Blackstone Group (HK) Limited, The
黑石集團(香港)有限公司
(2008, October 14)
Samsung Asset Management (Hong Kong) Limited
三星資產運用(香港)有限公司
(2008, April 23)
Value Star Asset Management (Hong Kong) Limited
恒星資產管理(香港)有限公司
(2008, April 01)
Value Partners Hong Kong Limited
惠理基金管理香港有限公司
(2007, November 19)
BOCOM International Securities Limited
交銀國際證券有限公司
(2007, September 10)
GF Capital (Hong Kong) Limited
廣發融資(香港)有限公司
(2007, January 31)
GF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司
(2007, January 31)
BMI Funds Management Limited
邦盟滙駿基金管理有限公司
(2003, July 14)
Merrill Lynch (Asia Pacific) Limited (2003, April 01)
Merrill Lynch Far East Limited (2003, April 01)
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
(2003, April 01)
Morgan Stanley Hong Kong Securities Limited (2003, April 01)
Fosun Hani Securities Limited
復星恆利證券有限公司
(2003, April 01)
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
(2003, April 01)
Haitong International Securities Company Limited
海通國際證券有限公司
(2003, April 01)
Hang Seng Securities Limited
恒生證券有限公司
(2003, April 01)
Haitong International Futures Limited
海通國際期貨有限公司
(2003, April 01)
Value Partners Limited
惠理基金管理公司
(2003, April 01)
Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
(2003, April 01)
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
(2003, April 01)
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
(2003, April 01)
Cinda International Securities Limited
信達國際證券有限公司
(2003, April 01)
Value Partners Private Equity Limited
惠理直接投資有限公司
(2003, April 01)
FWD Financial Planning Limited
富衛財務策劃有限公司
(2003, April 01)