Hong Kong SFC latest licenced institutions

The most recent SFC licences were granted on 07 December 2022, for employees of the following institutions. The institution's first ever licence is in brackets.

ESR Hong Kong Asset Management Limited (11 August 2022)
Zero2IPO Capital Limited
清科資本有限公司
(03 November 2021)
Zero2IPO Securities Limited
清科證券有限公司
(20 February 2019)
uSmart Securities Limited
盈立證券有限公司
(13 July 2017)
Grand Partners Securities Limited
利盟證券有限公司
(29 December 2016)
Luminous Asset Management (HK) Limited (20 September 2016)
Topaz Capital Management Limited
瑭明資本管理有限公司
(11 February 2014)
Topaz Financial Group Limited
瑭明金融集團有限公司
(12 October 2012)
Futu Securities International (Hong Kong) Limited
富途證券國際(香港)有限公司
(04 October 2012)
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
(19 January 2011)
Millennium Capital Management (Hong Kong) Limited (05 September 2008)
Wells Fargo Securities Asia Limited (25 April 2008)
BaoQiao Partners Capital Limited
寶橋融資有限公司
(05 March 2008)
GF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司
(31 January 2007)
GF Capital (Hong Kong) Limited
廣發融資(香港)有限公司
(31 January 2007)
AllianceBernstein Hong Kong Limited
聯博香港有限公司
(01 April 2003)
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
(01 April 2003)
CASH Wealth Management Limited
時富財富管理有限公司
(01 April 2003)
JPMorgan Asset Management (Asia Pacific) Limited (01 April 2003)
Harris Fraser (International) Limited
晉裕環球資產管理有限公司
(01 April 2003)
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司
(01 April 2003)
UBS Securities Asia Limited (01 April 2003)
Gransing Securities Co., Limited
國投證券有限公司
(01 April 2003)
CITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
(01 April 2003)
Celestial Securities Limited
時富證券有限公司
(01 April 2003)
Celestial Commodities Limited
時富商品有限公司
(01 April 2003)
Wah Sang Securities Limited
華生證券有限公司
(01 April 2003)
Sanfull Securities Limited
新富證券有限公司
(01 April 2003)
UOB Kay Hian Futures (Hong Kong) Limited
大華繼顯期貨(香港)有限公司
(01 April 2003)
Get Nice Securities Limited
結好證券有限公司
(01 April 2003)
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
(01 April 2003)
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
(01 April 2003)