The most recent SFC licences were granted on 23 October 2020, for employees of the following institutions. The institution's first ever licence is in brackets.
Axioms Capital Management Limited
道至資本管理有限公司
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(2020, October 23)
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Sumitomo Mitsui DS Asset Management (Hong Kong) Limited
三井住友德思資產管理(香港)有限公司
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(2019, October 01)
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Hang Sing China Securities Limited
恆聖中國證券有限公司
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(2019, July 10)
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Silverbricks Asset Management Company Limited
元庫資産管理有限公司
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(2019, January 14)
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Silverbricks Securities Company Limited
元庫證券有限公司
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(2018, May 17)
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Differ Asset Management Company Limited
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(2018, March 01)
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UBS Securities Hong Kong Limited
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(2016, December 19)
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Lego Corporate Finance Limited
力高企業融資有限公司
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(2016, January 13)
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Venture Smart Asia Limited
意博資本亞洲有限公司
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(2015, December 18)
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Tyee Capital Management Limited
天易資本管理有限公司
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(2015, November 25)
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Kaisa Asset Management Limited
佳兆業資產管理有限公司
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(2015, August 18)
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Harmony Advisors Limited
喜望利顧問有限公司
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(2014, January 28)
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China Securities (International) Brokerage Company Limited
中信建投(國際)証券有限公司
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(2013, April 24)
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MCM Asia Limited (trading as MCM Partners)
(以曼睿資本名義經營業務)
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(2013, March 28)
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China Renaissance Securities (Hong Kong) Limited
華興證券(香港)有限公司
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(2012, October 24)
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SoFi Securities (Hong Kong) Limited
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(2011, December 22)
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Luk Fook Futures (HK) Limited
六福期貨(香港)有限公司
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(2011, December 05)
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Studium Securities Limited
摩石證券有限公司
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(2011, October 12)
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Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
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(2011, January 19)
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GLG Partners Hong Kong Limited
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(2010, November 30)
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Realord Asia Pacific Securities Limited
偉祿亞太證券有限公司
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(2010, November 24)
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Harvest Global Investments Limited
嘉實國際資產管理有限公司
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(2009, February 16)
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Riche Bright Securities Limited
富明證券有限公司
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(2008, January 04)
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Value Partners Hong Kong Limited
惠理基金管理香港有限公司
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(2007, November 19)
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Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
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(2007, April 04)
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China Life Franklin Asset Management Co., Limited
中國人壽富蘭克林資產管理有限公司
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(2006, December 08)
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Standard Chartered Bank (Hong Kong) Limited
渣打銀行(香港)有限公司
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(2005, November 21)
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Natixis Asia Limited
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(2004, October 19)
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SPARX Asia Investment Advisors Limited
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(2004, April 20)
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Hamon Investment Management Limited
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(2003, April 01)
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Rifa Securities Limited
日發證券有限公司
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(2003, April 01)
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Mason Securities Limited
茂宸證券有限公司
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(2003, April 01)
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Merrill Lynch (Asia Pacific) Limited
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(2003, April 01)
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Barclays Capital Asia Limited
巴克萊亞洲有限公司
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(2003, April 01)
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BOCI Securities Limited
中銀國際證券有限公司
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(2003, April 01)
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Merrill Lynch Far East Limited
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(2003, April 01)
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China Tonghai Securities Limited
中國通海證券有限公司
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(2003, April 01)
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China Tonghai Asset Management Limited
中國通海資產管理有限公司
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(2003, April 01)
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Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
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(2003, April 01)
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Haitong International Securities Company Limited
海通國際證券有限公司
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(2003, April 01)
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Hamon Asset Management Limited
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(2003, April 01)
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FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
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(2003, April 01)
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China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
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(2003, April 01)
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Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
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(2003, April 01)
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FIL Investment Advisors
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(2003, April 01)
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Hamon Asian Advisors Limited
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(2003, April 01)
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Value Partners Limited
惠理基金管理公司
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(2003, April 01)
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Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
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(2003, April 01)
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Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
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(2003, April 01)
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China Renaissance Broking Services (Hong Kong) Limited
華興金融服務(香港)有限公司
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(2003, April 01)
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BC Assets Management (HK) Limited
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(2003, April 01)
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Manulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司
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(2003, April 01)
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Legg Mason Asset Management Hong Kong Limited
美盛資產管理香港有限公司
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(2003, April 01)
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Luk Fook Securities (HK) Limited
六福證券(香港)有限公司
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(2003, April 01)
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HSBC Corporate Finance (Hong Kong) Limited
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(2003, April 01)
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Celestial Capital Limited
時富融資有限公司
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(2003, April 01)
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China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
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(2003, April 01)
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Value Partners Private Equity Limited
惠理直接投資有限公司
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(2003, April 01)
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Haitong International Asset Management Limited
海通國際資產管理有限公司
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(2003, April 01)
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BOCI Research Limited
中銀國際研究有限公司
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(2003, April 01)
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Convoy Asset Management Limited
康宏資產管理有限公司
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(2003, April 01)
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