Hong Kong SFC latest licenced institutions

The most recent SFC licences were granted on 23 October 2020, for employees of the following institutions. The institution's first ever licence is in brackets.

Axioms Capital Management Limited
道至資本管理有限公司
(2020, October 23)
Sumitomo Mitsui DS Asset Management (Hong Kong) Limited
三井住友德思資產管理(香港)有限公司
(2019, October 01)
Hang Sing China Securities Limited
恆聖中國證券有限公司
(2019, July 10)
Silverbricks Asset Management Company Limited
元庫資産管理有限公司
(2019, January 14)
Silverbricks Securities Company Limited
元庫證券有限公司
(2018, May 17)
Differ Asset Management Company Limited (2018, March 01)
UBS Securities Hong Kong Limited (2016, December 19)
Lego Corporate Finance Limited
力高企業融資有限公司
(2016, January 13)
Venture Smart Asia Limited
意博資本亞洲有限公司
(2015, December 18)
Tyee Capital Management Limited
天易資本管理有限公司
(2015, November 25)
Kaisa Asset Management Limited
佳兆業資產管理有限公司
(2015, August 18)
Harmony Advisors Limited
喜望利顧問有限公司
(2014, January 28)
China Securities (International) Brokerage Company Limited
中信建投(國際)証券有限公司
(2013, April 24)
MCM Asia Limited (trading as MCM Partners)
(以曼睿資本名義經營業務)
(2013, March 28)
China Renaissance Securities (Hong Kong) Limited
華興證券(香港)有限公司
(2012, October 24)
SoFi Securities (Hong Kong) Limited (2011, December 22)
Luk Fook Futures (HK) Limited
六福期貨(香港)有限公司
(2011, December 05)
Studium Securities Limited
摩石證券有限公司
(2011, October 12)
Saxo Capital Markets HK Limited
盛寶金融(香港)有限公司
(2011, January 19)
GLG Partners Hong Kong Limited (2010, November 30)
Realord Asia Pacific Securities Limited
偉祿亞太證券有限公司
(2010, November 24)
Harvest Global Investments Limited
嘉實國際資產管理有限公司
(2009, February 16)
Riche Bright Securities Limited
富明證券有限公司
(2008, January 04)
Value Partners Hong Kong Limited
惠理基金管理香港有限公司
(2007, November 19)
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
(2007, April 04)
China Life Franklin Asset Management Co., Limited
中國人壽富蘭克林資產管理有限公司
(2006, December 08)
Standard Chartered Bank (Hong Kong) Limited
渣打銀行(香港)有限公司
(2005, November 21)
Natixis Asia Limited (2004, October 19)
SPARX Asia Investment Advisors Limited (2004, April 20)
Hamon Investment Management Limited (2003, April 01)
Rifa Securities Limited
日發證券有限公司
(2003, April 01)
Mason Securities Limited
茂宸證券有限公司
(2003, April 01)
Merrill Lynch (Asia Pacific) Limited (2003, April 01)
Barclays Capital Asia Limited
巴克萊亞洲有限公司
(2003, April 01)
BOCI Securities Limited
中銀國際證券有限公司
(2003, April 01)
Merrill Lynch Far East Limited (2003, April 01)
China Tonghai Securities Limited
中國通海證券有限公司
(2003, April 01)
China Tonghai Asset Management Limited
中國通海資產管理有限公司
(2003, April 01)
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
(2003, April 01)
Haitong International Securities Company Limited
海通國際證券有限公司
(2003, April 01)
Hamon Asset Management Limited (2003, April 01)
FIL Investment Management (Hong Kong) Limited
富達基金(香港)有限公司
(2003, April 01)
China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
(2003, April 01)
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
(2003, April 01)
FIL Investment Advisors (2003, April 01)
Hamon Asian Advisors Limited (2003, April 01)
Value Partners Limited
惠理基金管理公司
(2003, April 01)
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
(2003, April 01)
Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
(2003, April 01)
China Renaissance Broking Services (Hong Kong) Limited
華興金融服務(香港)有限公司
(2003, April 01)
BC Assets Management (HK) Limited (2003, April 01)
Manulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司
(2003, April 01)
Legg Mason Asset Management Hong Kong Limited
美盛資產管理香港有限公司
(2003, April 01)
Luk Fook Securities (HK) Limited
六福證券(香港)有限公司
(2003, April 01)
HSBC Corporate Finance (Hong Kong) Limited (2003, April 01)
Celestial Capital Limited
時富融資有限公司
(2003, April 01)
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
(2003, April 01)
Value Partners Private Equity Limited
惠理直接投資有限公司
(2003, April 01)
Haitong International Asset Management Limited
海通國際資產管理有限公司
(2003, April 01)
BOCI Research Limited
中銀國際研究有限公司
(2003, April 01)
Convoy Asset Management Limited
康宏資產管理有限公司
(2003, April 01)