The most recent SFC licences were granted on 26 February 2021, for employees of the following institutions. The institution's first ever licence is in brackets.
CSI Asset Management Limited
資策資產管理有限公司
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(2020, January 07)
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Shenwan Hongyuan Research (H.K.) Limited
申萬宏源研究(香港)有限公司
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(2003, April 01)
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Haitong International Securities Company Limited
海通國際證券有限公司
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(2003, April 01)
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Carlyon Asset Management Limited
格理昂資產管理有限公司
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(2017, July 07)
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M&G Investments (Hong Kong) Limited
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(2014, February 18)
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One Heritage Capital Management Limited
太一資本管理有限公司
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(2019, March 22)
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China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
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(2003, April 01)
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UCAP Securities (HK) Limited
佑聯證券有限公司
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(2020, August 05)
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Manulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司
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(2003, April 01)
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China International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
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(2011, April 26)
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Amber Hill Capital Limited
安山資本有限公司
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(2014, December 10)
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Spruce Light Asset Management Company Limited
雲映資產管理有限公司
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(2016, May 09)
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YWL Asset Management Limited
裕威龍資產管理有限公司
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(2019, September 11)
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First Shanghai Futures Limited
第一上海期貨有限公司
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(2003, April 01)
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Ping An of China Asset Management (Hong Kong) Company Limited
中國平安資產管理(香港)有限公司
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(2007, March 01)
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Sino-Ocean Investment Management Limited
遠洋投資管理有限公司
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(2020, April 21)
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CSOP Asset Management Limited
南方東英資產管理有限公司
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(2008, September 29)
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Hang Seng Investment Services Limited
恒生投資服務有限公司
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(2003, April 01)
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BIL Wealth Management Limited
盧銀資產管理有限公司
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(2018, July 23)
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First Shanghai Securities Limited
第一上海證券有限公司
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(2003, April 01)
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CMBC International Futures Company Limited
民銀國際期貨有限公司
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(2010, August 20)
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Hang Seng Investment Management Limited
恒生投資管理有限公司
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(2003, April 01)
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Royston Securities Limited
鋭升證券有限公司
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(2019, March 14)
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KGI Asia Limited
凱基證券亞洲有限公司
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(2017, October 03)
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Citadel Asia Limited
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(2005, October 21)
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CM Securities Asset Management Limited
中民證券資產管理有限公司
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(2018, August 08)
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CQS (Hong Kong) Limited
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(2005, April 11)
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Pinpoint Asset Management Limited
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(2010, October 25)
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China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
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(2003, April 01)
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China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
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(2003, April 01)
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KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
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(2003, April 01)
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Carlyon Securities Limited
格理昂證券有限公司
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(2017, July 21)
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Taiping Securities (HK) Co Limited
太平証券(香港)有限公司
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(2003, April 01)
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Zhongtai International Financial Products Limited
中泰國際金融產品有限公司
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(2016, November 07)
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VI Asset Management Company Limited
弘勵資產管理有限公司
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(2017, April 20)
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Pacific Hawk (HK) Limited
元豐(香港)有限公司
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(2003, April 01)
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CMBC Securities Company Limited
民銀證券有限公司
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(2008, January 24)
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Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
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(2003, April 01)
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Vontobel Limited
瑞萬通博有限公司
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(2017, March 30)
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Shanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司
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(2017, June 16)
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VMI Securities Limited
創市証劵有限公司
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(2017, January 11)
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China Tonghai Securities Limited
中國通海證券有限公司
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(2003, April 01)
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BFAM Partners (Hong Kong) Limited
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(2012, March 30)
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Valuable Capital Limited
華盛資本証券有限公司
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(2010, July 14)
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Haitong International Research Limited
海通國際研究有限公司
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(2003, April 01)
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Freeman Securities Limited
民眾證券有限公司
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(2008, January 08)
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