Hong Kong SFC latest licenced institutions

The most recent SFC licences were granted on 29 November 2021, for employees of the following institutions. The institution's first ever licence is in brackets.

UCAP Securities (HK) Limited
佑聯證券有限公司
(05 August 2020)
EG Management Limited (05 November 2019)
Olympus Partners Asia Limited (26 February 2019)
Suntek Financial Investment Company Limited
三泰富金融投資有限公司
(16 January 2019)
Silverbricks Securities Company Limited
元庫證券有限公司
(17 May 2018)
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
(13 February 2017)
China Industrial Securities International Asset Management Limited
興證國際資產管理有限公司
(27 April 2012)
Campbell Lutyens Asia Pacific Limited
思誠亞太有限公司
(08 July 2011)
China International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
(26 April 2011)
Guotai Junan FX Limited
國泰君安外匯有限公司
(21 October 2010)
Citadel Securities (Hong Kong) Limited (09 April 2009)
People Securities Company Limited
萬眾證券有限公司
(10 July 2008)
Wells Fargo Securities Asia Limited (25 April 2008)
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
(04 April 2007)
Shacom Futures Limited
上商期貨有限公司
(01 April 2003)
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
(01 April 2003)
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
(01 April 2003)
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
(01 April 2003)
Celestial Securities Limited
時富證券有限公司
(01 April 2003)
Shenwan Hongyuan Futures (H.K.) Limited
申萬宏源期貨(香港)有限公司
(01 April 2003)
Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
(01 April 2003)
Barclays Capital Asia Limited
巴克萊亞洲有限公司
(01 April 2003)
Merrill Lynch (Asia Pacific) Limited (01 April 2003)
JPMorgan Funds (Asia) Limited
摩根基金(亞洲)有限公司
(01 April 2003)
JPMorgan Asset Management (Asia Pacific) Limited (01 April 2003)
Assured Asset Management Limited
安誼金融投資股份有限公司
(01 April 2003)
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
(01 April 2003)
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
(01 April 2003)
Guotai Junan Securities (Hong Kong) Limited
國泰君安證券(香港)有限公司
(01 April 2003)