Hong Kong SFC latest licenced institutions

The most recent SFC licences were granted on 02 September 2024, for employees of the following institutions. The institution's first ever licence is in brackets.

Airwallex Capital Hong Kong Limited
(02 September 2024)
Verition Advisors (Hong Kong) Limited
(02 September 2024)
Deca Capital Limited
(30 July 2024)
Rising Securities Limited
捷昇證券有限公司
(07 February 2024)
Sino Linear Investment Management Limited
信諾聯投資管理有限公司
(16 November 2023)
Audacy Ventures Limited
(31 August 2023)
Landmark Family Office Limited
(25 May 2023)
WRise Prestige Asset Management Limited
昇世匯盈資產管理有限公司
(27 March 2023)
Pando Finance Limited
潘渡有限公司
(10 May 2022)
Shengqi Capital (Hong Kong) Limited
盛麒資本(香港)有限公司
(20 April 2022)
Hendale Capital Limited
(09 March 2022)
Polymer Wealth Management Company Limited
傲盛財富管理有限公司
(11 October 2021)
Hansui Capital Company Limited
瀚隋資本有限公司
(23 September 2021)
CRRC Hongkong Asset Management Company Limited
中車香港資產管理有限公司
(19 July 2021)
I Win Asset Management Limited
一盈資產管理有限公司
(25 January 2021)
Zheng Da International Financial Holding Limited
正大國際金融控股有限公司
(04 November 2019)
Pyxis Wealth Advisors Limited
創建財資顧問有限公司
(14 August 2019)
Blackhorn Wealth Management Limited
晉羚財富管理有限公司
(03 December 2018)
Nice Talent Asset Management Limited
俊賢資產管理有限公司
(01 November 2018)
MaiCapital Limited
(16 August 2018)
Primas Asset Management Limited
博領資產管理有限公司
(29 May 2018)
AEM Asset Management Limited
明德企業資產管理有限公司
(26 March 2018)
Blackwell Global Asset Management Limited
博威環球資產管理有限公司
(15 January 2018)
CITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司
(23 May 2017)
RIME Capital Limited
霧凇資本有限公司
(03 March 2017)
Ballas Capital Limited
博思融資有限公司
(21 February 2017)
Dongxing Securities (Hong Kong) Asset Management Company Limited
東興證券(香港)資產管理有限公司
(08 February 2017)
Blackwell Global Securities Limited
博威環球證劵有限公司
(07 November 2016)
Harvest Global Capital Investments Limited
嘉實國際投資有限公司
(28 October 2016)
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
(11 October 2016)
Goldman Sachs Asset Management (Hong Kong) Limited
高盛資產管理(香港)有限公司
(24 June 2016)
Zheshang International Financial Holdings Co., Limited
浙商國際金融控股有限公司
(09 March 2016)
Venture Smart Asia Limited
意博資本亞洲有限公司
(18 December 2015)
BOB International Asset Management Company Limited
北銀國際資產管理有限公司
(14 July 2015)
Central China International Securities Co., Limited
中州國際證券有限公司
(13 July 2015)
China Securities (International) Corporate Finance Company Limited
中信建投(國際)融資有限公司
(08 April 2013)
China Industrial Securities International Futures Limited
興證國際期貨有限公司
(13 July 2012)
China Industrial Securities International Brokerage Limited
興證國際證券有限公司
(06 January 2012)
Noah Holdings (Hong Kong) Limited
諾亞控股(香港)有限公司
(04 January 2012)
Sanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司
(28 September 2011)
Springs Capital (Hong Kong) Limited
淡水泉(香港)投資管理有限公司
(14 April 2011)
Bosera Asset Management (International) Co., Limited
博時基金(國際)有限公司
(05 November 2010)
CMB International Securities Limited
招銀國際證券有限公司
(15 June 2010)
Jefferies Hong Kong Limited
富瑞金融集團香港有限公司
(04 January 2010)
Fortune Financial Capital Limited
富強金融資本有限公司
(12 March 2009)
Millennium Capital Management (Hong Kong) Limited
(03 September 2008)
EFG Asset Management (HK) Limited
瑞士盈豐資產管理(香港)有限公司
(06 June 2008)
BNY Mellon Investment Management Hong Kong Limited
紐約梅隆投資管理香港有限公司
(06 June 2008)
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
(04 April 2007)
Point72 Hong Kong Limited
(14 November 2006)
Central Asset Investments and Management Holdings (HK) Limited
中環資產投資有限公司
(05 August 2005)
Macquarie Asia Securities Limited
(26 July 2005)
Yuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司
(01 April 2003)
HSBC Broking Securities (Hong Kong) Limited
滙豐金融證券(香港)有限公司
(01 April 2003)
CITIC Securities (Hong Kong) Limited
中信證券(香港)有限公司
(01 April 2003)
AXA Investment Managers Asia Limited
安盛投資管理亞洲有限公司
(01 April 2003)
Haitong International Futures Limited
海通國際期貨有限公司
(01 April 2003)
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
(01 April 2003)
SBI China Capital Financial Services Limited
軟庫中華金融服務有限公司
(01 April 2003)
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
(01 April 2003)
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
(01 April 2003)
SMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司
(01 April 2003)
Manulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司
(01 April 2003)
Haitong International Capital Limited
海通國際資本有限公司
(01 April 2003)
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
(01 April 2003)
BlackRock Asset Management North Asia Limited
貝萊德資產管理北亞有限公司
(01 April 2003)
Superfund Financial (Hong Kong) Limited
瑞柏投資(香港)有限公司
(01 April 2003)
Fortune (HK) Securities Limited
富強證券有限公司
(01 April 2003)
Haitong International Securities Company Limited
海通國際證券有限公司
(01 April 2003)
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
(01 April 2003)
SG Securities (HK) Limited
法國興業證券(香港)有限公司
(01 April 2003)
Morgan Stanley Hong Kong Securities Limited
(01 April 2003)
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
(01 April 2003)
LGT Investment Management (Asia) Limited
(01 April 2003)
Merrill Lynch Far East Limited
(01 April 2003)
Merrill Lynch (Asia Pacific) Limited
(01 April 2003)
CLSA Limited
中信里昂證券有限公司
(01 April 2003)
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
(01 April 2003)
Amundi Hong Kong Limited
東方匯理資產管理香港有限公司
(01 April 2003)
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
(01 April 2003)