Hong Kong SFC latest licenced institutions

The most recent SFC licences were granted on 30 June 2022, for employees of the following institutions. The institution's first ever licence is in brackets.

Diligent Capital Limited
道勤資本有限公司
(28 April 2022)
Vinco Financial Limited
榮高金融有限公司
(14 April 2022)
Tanarra Credit Partners Limited (31 January 2022)
SYNCICAP Asset Management Limited
新㬢資產管理有限公司
(04 October 2021)
Going International (HK) Financial Group Limited
高盈國際(香港)金融集團有限公司
(30 December 2020)
Allfunds Hong Kong Limited (25 March 2020)
COFCO Futures (International) Co., Limited
中糧期貨(國際)有限公司
(28 November 2018)
AIA Investment Management HK Limited
友邦投資管理香港有限公司
(14 November 2018)
Billion Capital Partners Limited
創匯資本國際有限公司
(16 October 2018)
ICAP Securities Hong Kong Limited (01 October 2018)
AJ Asset Management Limited
安捷資產管理有限公司
(28 August 2018)
Mouette Securities Company Limited
海盈證券有限公司
(01 February 2018)
HK Monkey Securities Limited
金猴證券有限公司
(10 November 2017)
KGI Asia Limited
凱基證券亞洲有限公司
(03 October 2017)
Wisdom Asset Management Limited
滙智資產管理有限公司
(27 June 2017)
A50 Capital Partners Limited (31 March 2017)
Lego Securities Limited
力高證券有限公司
(19 January 2017)
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
(11 October 2016)
West Bull Securities Limited
西牛證券有限公司
(19 September 2016)
Kadensa Capital Limited (02 September 2016)
Modus Asset Management Limited (10 September 2015)
DL Family Office (HK) Limited
德林家族辦公室(香港)有限公司
(23 July 2015)
HarbourVest Partners (Asia) Limited (11 October 2013)
Futu Securities International (Hong Kong) Limited
富途證券國際(香港)有限公司
(04 October 2012)
BOCOM MPF & Financial Services Company Limited
交銀積金理財服務有限公司
(25 June 2012)
Triada Capital Limited (21 June 2012)
Frontier Capital Management Limited
方達資本管理有限公司
(15 November 2011)
Orient Futures (Hong Kong) Limited
東方期貨(香港)有限公司
(28 February 2011)
China Demeter Securities Limited
國農證券有限公司
(18 October 2010)
Apollo Asset Management Limited
太陽神資產管理有限公司
(16 September 2010)
Orient Securities (Hong Kong) Limited
東方證券(香港)有限公司
(21 July 2010)
China Alpha Fund Management (HK) Limited
中國守正基金管理(香港)有限公司
(31 May 2010)
CSOP Asset Management Limited
南方東英資產管理有限公司
(29 September 2008)
CIS Securities Asset Management Limited
順安證券資產管理有限公司
(07 December 2007)
Target Capital Management Limited
泰達資產管理有限公司
(26 April 2007)
Huatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
(04 April 2007)
Capital Global Management Limited
瑞興全球財富管理有限公司
(17 September 2005)
Rich Bay Securities Limited
富利證券有限公司
(31 March 2005)
Wellington Management Hong Kong Limited
威靈頓管理香港有限公司
(18 September 2003)
BOCI Asia Limited
中銀國際亞洲有限公司
(01 April 2003)
CNCB (Hong Kong) Capital Limited
信銀(香港)資本有限公司
(01 April 2003)
KGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司
(01 April 2003)
GFI (HK) Securities L.L.C. (01 April 2003)
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
(01 April 2003)
Haitong International Futures Limited
海通國際期貨有限公司
(01 April 2003)
Metaverse Securities Limited
元宇證券有限公司
(01 April 2003)
UBS Securities Asia Limited (01 April 2003)
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
(01 April 2003)
HSBC Investment Funds (Hong Kong) Limited (01 April 2003)
CLSA Capital Markets Limited
中信里昂證券資本市場有限公司
(01 April 2003)
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
(01 April 2003)
Mason Futures Limited
茂宸期貨有限公司
(01 April 2003)
Haitong International Securities Company Limited
海通國際證券有限公司
(01 April 2003)
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
(01 April 2003)
HSBC Global Asset Management (Hong Kong) Limited (01 April 2003)
CITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
(01 April 2003)
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
(01 April 2003)
LGT Investment Management (Asia) Limited (01 April 2003)
Merrill Lynch Far East Limited (01 April 2003)
Merrill Lynch (Asia Pacific) Limited (01 April 2003)
CLSA Limited
中信里昂證券有限公司
(01 April 2003)
Tokai Tokyo Securities (Asia) Limited
東海東京證券(亞洲)有限公司
(01 April 2003)