SFC Licences of CHEN Wah Nam 陳華南

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Get Nice Securities Limited 結好證券有限公司 RE 1 26 May 2022
North Sea Securities Limited 立生證券有限公司 RE 1 18 June 2008 01 May 2022
North Sea Securities Limited 立生證券有限公司 RE 1 01 April 2003 01 December 2004
North Sea Securities Limited 立生證券有限公司 RE 4 01 April 2003 29 October 2004
North Sea Securities Limited 立生證券有限公司 RE 6 01 April 2003 29 October 2004
North Sea Securities Limited 立生證券有限公司 RE 9 01 April 2003 29 October 2004