SFC Licences of KWOK Wood Yan 郭活恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 | RO | 1 | 01 April 2003 | 18 July 2006 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 | RO | 4 | 01 April 2003 | 18 July 2006 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 | RO | 6 | 01 April 2003 | 18 July 2006 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 | RO | 9 | 01 April 2003 | 03 September 2004 |
| Tiffit Securities (Hong Kong) Limited 大發証券(香港)有限公司 | RO | 7 | 01 April 2003 | 03 September 2004 |