SFC Licences of TAN Pun Shing 陳本勝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司	RE	4	03 October 2017	08 October 2019
TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司	RE	1	03 October 2017	08 October 2019
Midland Wealth Management Limited 美聯資產管理有限公司	RE	4	21 October 2013	14 June 2017
Midland Wealth Management Limited 美聯資產管理有限公司	RE	1	21 October 2013	14 June 2017
Planetree Securities Limited 梧桐證券有限公司	RE	1	04 November 2008	30 December 2008
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	9	01 April 2003	01 June 2003
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	4	01 April 2003	01 June 2003
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	5	01 April 2003	01 June 2003
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	2	01 April 2003	01 June 2003
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司	RE	9	01 April 2003	01 June 2003
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	6	01 April 2003	01 June 2003
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	2	01 April 2003	01 June 2003
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	5	01 April 2003	01 June 2003
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司	RE	9	01 April 2003	01 June 2003
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	7	01 April 2003	01 June 2003
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司	RE	3	01 April 2003	01 June 2003
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司	RE	1	01 April 2003	01 June 2003