SFC Licences of LAU Chi Wai, Fred 劉智偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 2 | 06 August 2012 | 30 June 2021 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 3 | 06 August 2012 | 30 April 2019 |
| Marex Hong Kong Limited | RE | 2 | 02 March 2011 | 21 September 2011 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 26 February 2010 | 24 June 2010 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 15 October 2008 | 24 June 2010 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 15 October 2008 | 24 June 2010 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 13 December 2005 | 31 July 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 12 December 2005 | 31 July 2009 |
| Refco Forex Limited | RE | 3 | 04 December 2003 | 01 December 2005 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 | RE | 2 | 07 June 2003 | 01 December 2005 |