SFC Licences of LUI Cheuk Hung 呂焯洪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wisetrade Securities Limited 明智證券有限公司 RO 1 08 October 2021 01 August 2023
Wisetrade Securities Limited 明智證券有限公司 RE 1 06 October 2021 08 October 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 26 June 2020 25 June 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 26 June 2020 25 June 2021
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 18 November 2019 26 June 2020
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RO 2 18 November 2019 26 June 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 18 November 2019
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 27 August 2013 18 November 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 27 August 2013 02 October 2017
Fulbright Futures Limited 富昌期貨有限公司 RE 2 01 March 2012 01 August 2013
Fulbright Securities Limited 富昌證券有限公司 RE 1 01 March 2012 01 August 2013
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 22 October 2007 01 October 2011
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 13 January 2005 01 October 2011
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 13 January 2005 01 October 2011
Prudential Brokerage Limited 信誠證券有限公司 RE 1 22 October 2003 13 January 2005
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 22 October 2003 13 January 2005
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 April 2003 01 July 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 01 April 2003 01 July 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 01 April 2003 01 July 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 7 01 April 2003 01 July 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 9 01 April 2003 01 July 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 01 April 2003 01 July 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 4 01 April 2003 01 July 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 6 01 April 2003 01 July 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 7 01 April 2003 01 July 2003
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 9 01 April 2003 01 July 2003
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 01 April 2003 01 July 2003
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 5 01 April 2003 01 July 2003
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 9 01 April 2003 01 July 2003