SFC Licences of LAU Kwong Tat, David 劉廣達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RO | 1 | 01 April 2003 | 03 October 2007 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RO | 4 | 01 April 2003 | 10 June 2004 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RO | 6 | 01 April 2003 | 10 June 2004 |
| Nittan Securities Asia Limited 溢勝證券亞洲有限公司 | RO | 9 | 01 April 2003 | 10 June 2004 |