SFC Licences of CHAN Hing Sum, Sam 陳卿森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Promising Securities Company Limited 昌盛證券有限公司 | RO | 1 | 02 January 2004 | 15 September 2013 |
| Promising Securities Company 昌盛證券公司 | RO | 1 | 01 April 2003 | 02 January 2004 |
| Promising Securities Company 昌盛證券公司 | RO | 9 | 01 April 2003 | 20 August 2003 |
| Promising Securities Company 昌盛證券公司 | RO | 4 | 01 April 2003 | 20 August 2003 |
| Promising Securities Company 昌盛證券公司 | RO | 6 | 01 April 2003 | 20 August 2003 |