SFC Licences of CHAN Kam Ha, Rosanna 陳錦霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 05 May 2016 | 12 December 2016 |
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 | RE | 1 | 01 April 2003 | 01 February 2016 |
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 | RE | 4 | 01 April 2003 | 01 February 2016 |
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 | RE | 9 | 01 April 2003 | 01 January 2012 |
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 | RE | 6 | 01 April 2003 | 01 September 2010 |