SFC Licences of LAU Kok Wah 劉國華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Modus Asset Management Limited | RO | 9 | 02 September 2021 | |
| GROW Asset Management (HK) Limited | RO | 9 | 09 January 2015 | 14 July 2020 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RE | 9 | 01 April 2011 | 17 August 2012 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RE | 4 | 01 April 2011 | 17 August 2012 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RE | 1 | 01 April 2011 | 17 August 2012 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RO | 1 | 29 October 2009 | 01 April 2011 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RO | 9 | 24 March 2005 | 01 April 2011 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RO | 4 | 24 March 2005 | 01 April 2011 |