SFC Licences of SUNG Wing Yiu 宋榮耀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 RO 9 18 October 2007
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 RO 4 18 October 2007
Karl-Thomson Securities Company Limited 高信證券有限公司 RO 9 26 November 2004
Karl Thomson Finance Limited 高信財務有限公司 RO 8 08 November 2004
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 RO 2 08 November 2004
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 RE 2 01 April 2003 08 November 2004
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 RE 9 01 April 2003 04 November 2004
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 RE 5 01 April 2003 04 November 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RO 7 01 April 2003 04 November 2004
Karl-Thomson Securities Company Limited 高信證券有限公司 RO 1 01 April 2003