SFC Licences of SUNG Wing Yiu 宋榮耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RO | 9 | 18 October 2007 | |
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 | RO | 4 | 18 October 2007 | |
Karl-Thomson Securities Company Limited 高信證券有限公司 | RO | 9 | 26 November 2004 | |
Karl Thomson Finance Limited 高信財務有限公司 | RO | 8 | 08 November 2004 | |
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RO | 2 | 08 November 2004 | |
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 2 | 01 April 2003 | 08 November 2004 |
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 9 | 01 April 2003 | 04 November 2004 |
Karl-Thomson Commodities Company Limited 高信商品期貨有限公司 | RE | 5 | 01 April 2003 | 04 November 2004 |
Karl-Thomson Securities Company Limited 高信證券有限公司 | RO | 7 | 01 April 2003 | 04 November 2004 |
Karl-Thomson Securities Company Limited 高信證券有限公司 | RO | 1 | 01 April 2003 |