SFC Licences of HO Tsun Ting, Alex 何俊霆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Worldsec Securities Limited 第一金和昇證券有限公司 | RO | 4 | 14 June 2006 | 31 March 2024 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 | RO | 1 | 14 June 2006 | 31 March 2024 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 | RE | 4 | 21 April 2006 | 14 June 2006 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 | RE | 1 | 21 April 2006 | 14 June 2006 |
| Mango Financial Limited 芒果金融有限公司 | RO | 4 | 19 July 2004 | 14 April 2006 |
| Mango Financial Limited 芒果金融有限公司 | RO | 1 | 19 July 2004 | 14 April 2006 |
| Mango Financial Limited 芒果金融有限公司 | RE | 1 | 15 July 2004 | 19 July 2004 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 | RE | 1 | 14 November 2003 | 30 June 2004 |