SFC Licences of LEE Chi Ming, Jimmy 李志明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 02 April 2019 30 July 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 02 April 2019 30 July 2021
Celestial Commodities Limited 時富商品有限公司 RE 2 05 May 2004 12 March 2019
Celestial Securities Limited 時富證券有限公司 RE 1 05 May 2004 12 March 2019
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 16 September 2003 07 April 2004
Celestial Securities Limited 時富證券有限公司 RE 6 01 April 2003 18 April 2003
Celestial Securities Limited 時富證券有限公司 RE 1 01 April 2003 18 April 2003
Celestial Securities Limited 時富證券有限公司 RE 7 01 April 2003 18 April 2003
Celestial Commodities Limited 時富商品有限公司 RE 5 01 April 2003 18 April 2003
Celestial Commodities Limited 時富商品有限公司 RE 2 01 April 2003 18 April 2003
Celestial Commodities Limited 時富商品有限公司 RE 7 01 April 2003 18 April 2003
Celestial Commodities Limited 時富商品有限公司 RE 9 01 April 2003 18 April 2003
Celestial Finance Limited 時富財務有限公司 RE 8 01 April 2003 18 April 2003
Celestial Securities Limited 時富證券有限公司 RE 9 01 April 2003 18 April 2003
Celestial Securities Limited 時富證券有限公司 RE 4 01 April 2003 18 April 2003