SFC Licences of NG Ching Chi 吳清池
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Unicorn Securities Company Limited 益群證券有限公司 | RE | 1 | 11 November 2016 | |
Bradbury Securities Limited 源盛證券有限公司 | RE | 1 | 01 April 2003 | 01 November 2016 |
Bradbury Securities Limited 源盛證券有限公司 | RE | 4 | 01 April 2003 | 01 November 2016 |
Bradbury Securities Limited 源盛證券有限公司 | RE | 6 | 01 April 2003 | 02 December 2004 |
Bradbury Securities Limited 源盛證券有限公司 | RE | 9 | 01 April 2003 | 02 December 2004 |