SFC Licences of NG Ching Chi 吳清池

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Unicorn Securities Company Limited 益群證券有限公司 RE 1 11 November 2016
Bradbury Securities Limited 源盛證券有限公司 RE 1 01 April 2003 01 November 2016
Bradbury Securities Limited 源盛證券有限公司 RE 4 01 April 2003 01 November 2016
Bradbury Securities Limited 源盛證券有限公司 RE 6 01 April 2003 02 December 2004
Bradbury Securities Limited 源盛證券有限公司 RE 9 01 April 2003 02 December 2004