SFC Licences of SHUM Yiu Wah 岑耀華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CVP Securities Limited 星火證券有限公司 | RE | 2 | 01 June 2005 | 19 October 2010 |
| CVP Securities Limited 星火證券有限公司 | RE | 1 | 16 March 2005 | 08 June 2016 |
| China Securities Holdings Limited 中國証券控股有限公司 | RE | 1 | 02 April 2004 | 16 February 2005 |
| Zhongrong International Futures Co., Limited 中融國際期貨有限公司 | RE | 2 | 01 April 2003 | 18 February 2004 |
| Zhongrong International Futures Co., Limited 中融國際期貨有限公司 | RE | 9 | 01 April 2003 | 12 August 2003 |
| Zhongrong International Futures Co., Limited 中融國際期貨有限公司 | RE | 5 | 01 April 2003 | 12 August 2003 |