SFC Licences of LAM King Sun, Andrew 林勁生
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 07 April 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 11 March 2010 | 02 October 2017 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 26 January 2010 | 04 February 2010 |
Metro Capital Securities Limited 美高證券有限公司 | RE | 1 | 01 April 2003 | 16 January 2010 |
Metro Capital Securities Limited 美高證券有限公司 | RE | 6 | 01 April 2003 | 29 January 2005 |
Metro Capital Securities Limited 美高證券有限公司 | RE | 4 | 01 April 2003 | 29 January 2005 |
Metro Capital Securities Limited 美高證券有限公司 | RE | 9 | 01 April 2003 | 29 January 2005 |