SFC licenceholder AAB176 LAM Yip Shing 林業成

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 18 March 2020
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE [1] (Dealing in Securities) 20 November 2007 06 March 2020
Lehin Securities Limited 利興股票有限公司 RE [1] (Dealing in Securities) 03 May 2007 11 May 2007
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE [1] (Dealing in Securities) 28 March 2007 23 April 2007
Star Securities Limited 星光証券有限公司 RE [1] (Dealing in Securities) 09 October 2006 19 March 2007
Kwai Hung Securities Company Limited 桂洪證券有限公司 RE [1] (Dealing in Securities) 01 April 2003 26 September 2006
Kwai Hung Securities Company Limited 桂洪證券有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 28 October 2003