SFC Licences of LAI Hon Kau, Kenny 賴漢球
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RO | 4 | 10 November 2017 | 31 August 2021 |
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RO | 1 | 23 December 2015 | 31 August 2021 |
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 1 | 23 November 2015 | 23 December 2015 |
Sino Capital Securities Limited 國順證券有限公司 | RO | 1 | 20 October 2015 | 29 October 2015 |
Sino Capital Securities Limited 國順證券有限公司 | RE | 1 | 17 September 2015 | 20 October 2015 |
Waton Securities International Limited 華通證券國際有限公司 | RO | 1 | 23 December 2010 | 15 September 2015 |
Waton Securities International Limited 華通證券國際有限公司 | RE | 1 | 01 April 2003 | 23 December 2010 |
Waton Securities International Limited 華通證券國際有限公司 | RE | 9 | 01 April 2003 | 07 December 2004 |
Waton Securities International Limited 華通證券國際有限公司 | RE | 6 | 01 April 2003 | 07 December 2004 |
Waton Securities International Limited 華通證券國際有限公司 | RE | 4 | 01 April 2003 | 07 December 2004 |