SFC Licences of LEUNG Cho Tai, Victor 梁祖泰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 15 May 2021 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 February 2016 | 02 October 2017 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 11 June 2004 | 27 January 2016 |
Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 1 | 27 October 2003 | 02 June 2004 |
Drake & Morgan Limited | RE | 1 | 01 April 2003 | 24 October 2003 |
Drake & Morgan Limited | RE | 4 | 01 April 2003 | 24 October 2003 |
Drake & Morgan Limited | RE | 6 | 01 April 2003 | 24 October 2003 |
Drake & Morgan Limited | RE | 9 | 01 April 2003 | 24 October 2003 |