SFC Licences of CROSS David Frederick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 1 | 01 April 2003 | 01 July 2010 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RO | 1 | 01 April 2003 | 08 February 2005 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RO | 9 | 01 April 2003 | 28 September 2004 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 4 | 01 April 2003 | 28 September 2004 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RO | 4 | 01 April 2003 | 28 September 2004 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 | RO | 6 | 01 April 2003 | 28 September 2004 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 9 | 01 April 2003 | 24 September 2004 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 6 | 01 April 2003 | 24 September 2004 |