SFC Licences of YUEN Wing Kwong, David 袁榮光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Enlighten Securities Limited 名匯證券有限公司 RE 1 06 September 2007 03 September 2010
Hantec Securities Co. Limited 亨達證券有限公司 RE 1 03 November 2005 01 September 2007
Enlighten Securities Limited 名匯證券有限公司 RE 1 02 July 2004 01 November 2005
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 01 April 2003 10 June 2004
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 9 01 April 2003 10 June 2004
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 6 01 April 2003 10 June 2004
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 01 April 2003 10 June 2004