SFC Licences of LLOYD GEORGE Robert John Daniel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lloyd George Management (HK) Limited | RO | 9 | 16 January 2015 | |
| Polen Capital HK Limited | RO | 1 | 28 September 2012 | 30 April 2014 |
| Polen Capital HK Limited | RO | 9 | 19 October 2004 | 30 April 2014 |
| Polen Capital HK Limited | RO | 4 | 19 October 2004 | 30 April 2014 |
| Lloyd George Investment Management (Hong Kong) Limited | RO | 9 | 01 April 2003 | 31 October 2012 |
| Lloyd George Investment Management (Hong Kong) Limited | RO | 4 | 01 April 2003 | 31 October 2012 |
| Lloyd George Investment Management (Hong Kong) Limited | RO | 1 | 01 April 2003 | 31 October 2012 |
| Lloyd George Investment Management (Hong Kong) Limited | RO | 6 | 01 April 2003 | 18 October 2004 |