SFC Licences of HON Seek Yuen 韓悉淵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prime Securities Limited 發利證券有限公司 | RE | 1 | 16 November 2006 | 15 June 2008 |
| Walco Securities Limited 新偉高證券有限公司 | RE | 1 | 01 April 2003 | 30 September 2006 |
| Walco Securities Limited 新偉高證券有限公司 | RE | 4 | 01 April 2003 | 25 January 2005 |
| Walco Securities Limited 新偉高證券有限公司 | RE | 6 | 01 April 2003 | 25 January 2005 |
| Walco Securities Limited 新偉高證券有限公司 | RE | 9 | 01 April 2003 | 25 January 2005 |