SFC Licences of AU Kwok Wan, Andrew 區國雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 | RO | 1 | 01 April 2003 | 25 May 2011 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 | RO | 9 | 01 April 2003 | 03 July 2003 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 | RO | 6 | 01 April 2003 | 03 July 2003 |
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 | RO | 4 | 01 April 2003 | 03 July 2003 |