SFC Licences of WONG Suet Yi 黃雪儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 24 August 2023
Success Securities Limited 實德證券有限公司 RE 1 05 September 2022 11 August 2023
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 12 October 2017 29 July 2022
Stockwell Securities Limited 常匯證券有限公司 RE 1 14 January 2008 30 September 2017
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 23 January 2006 31 December 2007
China Point Stock Brokers Limited 中方證券有限公司 RE 1 01 April 2003 23 January 2006
China Point Stock Brokers Limited 中方證券有限公司 RE 4 01 April 2003 09 December 2004
China Point Stock Brokers Limited 中方證券有限公司 RE 6 01 April 2003 09 December 2004
China Point Stock Brokers Limited 中方證券有限公司 RE 9 01 April 2003 09 December 2004