SFC Licences of WONG Suet Yi 黃雪儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 24 August 2023 | |
Success Securities Limited 實德證券有限公司 | RE | 1 | 05 September 2022 | 11 August 2023 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 October 2017 | 29 July 2022 |
Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 14 January 2008 | 30 September 2017 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 23 January 2006 | 31 December 2007 |
China Point Stock Brokers Limited 中方證券有限公司 | RE | 1 | 01 April 2003 | 23 January 2006 |
China Point Stock Brokers Limited 中方證券有限公司 | RE | 4 | 01 April 2003 | 09 December 2004 |
China Point Stock Brokers Limited 中方證券有限公司 | RE | 6 | 01 April 2003 | 09 December 2004 |
China Point Stock Brokers Limited 中方證券有限公司 | RE | 9 | 01 April 2003 | 09 December 2004 |