SFC Licences of LUK Kam Yuen 陸錦源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prime Cdex Futures Limited 乾立亨期貨有限公司 | RO | 2 | 12 July 2007 | 28 February 2013 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 16 September 2005 | 30 January 2014 |
| Hooray Securities Limited 好盈證券有限公司 | RE | 1 | 01 March 2005 | 28 July 2005 |
| Hooray Securities Limited 好盈證券有限公司 | RO | 1 | 01 April 2003 | 01 March 2005 |
| VERCAP Financial Services Limited 和昇金融服務有限公司 | RO | 2 | 01 April 2003 | 01 March 2005 |
| Hooray Securities Limited 好盈證券有限公司 | RO | 4 | 01 April 2003 | 31 July 2003 |
| Hooray Securities Limited 好盈證券有限公司 | RO | 9 | 01 April 2003 | 31 July 2003 |