SFC Licences of TSAO Yung Chiu 邵榮秋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Kwan Yick Securities (International) Limited 均益證券(國際)有限公司 RE 1 20 June 2007 03 June 2015
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RE 1 01 April 2003 15 June 2007
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RE 9 01 April 2003 30 March 2004
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RE 4 01 April 2003 30 March 2004
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RE 6 01 April 2003 30 March 2004