SFC Licences of SIU Siu Ling 蕭小玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tarzan Stock & Shares Limited 泰山證券有限公司 | RE | 1 | 25 April 2005 | |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 | RE | 1 | 01 April 2003 | 14 April 2005 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 | RE | 9 | 01 April 2003 | 04 November 2004 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 | RE | 4 | 01 April 2003 | 04 November 2004 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 | RE | 6 | 01 April 2003 | 04 November 2004 |