SFC Licences of FOK Ken Oi Kin 霍靄堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 RO 2 20 April 2007 30 June 2007
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RO 2 20 September 2006 30 June 2007
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 06 July 2006 30 June 2007
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 06 July 2006 20 September 2006
Wing Fung Futures Limited 永豐期貨有限公司 RO 2 21 April 2006 15 June 2006
Wing Fung Securities Limited 永豐證券有限公司 RO 1 13 October 2005 15 June 2006
Wing Fung Securities Limited 永豐證券有限公司 RE 1 31 August 2005 13 October 2005
Interchina Futures Limited 國中期貨有限公司 RE 2 01 April 2003 07 September 2004
Interchina Securities Limited 國中證券有限公司 RE 1 01 April 2003 07 September 2004
Interchina Futures Limited 國中期貨有限公司 RE 9 01 April 2003 28 August 2003
Interchina Futures Limited 國中期貨有限公司 RE 5 01 April 2003 28 August 2003
Interchina Securities Limited 國中證券有限公司 RE 9 01 April 2003 28 August 2003
Interchina Securities Limited 國中證券有限公司 RE 6 01 April 2003 28 August 2003
Interchina Securities Limited 國中證券有限公司 RE 4 01 April 2003 28 August 2003