SFC Licences of TSE Shuk How 謝淑巧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 01 April 2003 | 14 February 2020 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 9 | 01 April 2003 | 29 March 2004 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 6 | 01 April 2003 | 29 March 2004 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 01 April 2003 | 29 March 2004 |