SFC Licences of NG Kun Kwok 吳謹國
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Christfund Securities Limited 恒豐證券有限公司 | RE | 1 | 01 August 2013 | |
China Pacific Securities Limited 中華太平洋證券有限公司 | RO | 1 | 01 April 2003 | 28 March 2013 |
China Pacific Securities Limited 中華太平洋證券有限公司 | RO | 6 | 01 April 2003 | 15 November 2004 |
China Pacific Securities Limited 中華太平洋證券有限公司 | RO | 4 | 01 April 2003 | 15 November 2004 |
China Pacific Securities Limited 中華太平洋證券有限公司 | RO | 9 | 01 April 2003 | 15 November 2004 |