SFC Licences of LAM Kim Wai 林劍慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Waton Securities International Limited 華通證券國際有限公司 RE 1 04 February 2014 01 April 2015
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 23 November 2012 14 January 2014
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 23 November 2012 14 January 2014
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 01 April 2003 09 November 2012
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 01 April 2003 09 November 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 6 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 9 01 April 2003 19 January 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 5 01 April 2003 19 January 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 9 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 7 01 April 2003 07 July 2003