SFC Licences of LO Yip Moon, Edward 盧業滿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Silverbricks Securities Company Limited 元庫證券有限公司 RE 2 29 April 2021
Silverbricks Securities Company Limited 元庫證券有限公司 RE 1 29 April 2021
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 22 June 2012 09 April 2021
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 22 June 2012 09 April 2021
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 07 March 2011 30 December 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 07 March 2011 30 December 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 01 April 2003 19 February 2011
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 01 April 2003 19 February 2011
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 6 01 April 2003 19 January 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 9 01 April 2003 19 January 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 5 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 9 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 7 01 April 2003 07 July 2003