SFC Licences of HO Hin Hung, Henry 何顯鴻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 08 May 2008 | 14 November 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 23 August 2007 | 09 April 2008 |
| UBS Securities Asia Limited | RE | 4 | 17 August 2004 | 28 May 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 19 June 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 19 June 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 19 June 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 19 June 2004 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 19 June 2004 |