SFC Licences of CHAN Chi Ngong 陳熾昂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 October 2017 | 28 January 2022 |
Success Securities Limited 實德證券有限公司 | RE | 1 | 14 January 2015 | 29 September 2017 |
China Point Stock Brokers Limited 中方證券有限公司 | RO | 1 | 01 April 2003 | 02 January 2015 |
China Point Stock Brokers Limited 中方證券有限公司 | RO | 4 | 01 April 2003 | 29 November 2004 |
China Point Stock Brokers Limited 中方證券有限公司 | RO | 6 | 01 April 2003 | 29 November 2004 |
China Point Stock Brokers Limited 中方證券有限公司 | RO | 9 | 01 April 2003 | 29 November 2004 |