SFC Licences of CHAN Chi Ngong 陳熾昂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 12 October 2017 28 January 2022
Success Securities Limited 實德證券有限公司 RE 1 14 January 2015 29 September 2017
China Point Stock Brokers Limited 中方證券有限公司 RO 1 01 April 2003 02 January 2015
China Point Stock Brokers Limited 中方證券有限公司 RO 4 01 April 2003 29 November 2004
China Point Stock Brokers Limited 中方證券有限公司 RO 6 01 April 2003 29 November 2004
China Point Stock Brokers Limited 中方證券有限公司 RO 9 01 April 2003 29 November 2004