SFC Licences of YAU Ming Kwan, Mark 丘明崑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Chow Sang Sang Futures Limited 周生生期貨有限公司 | RE | 2 | 04 May 2005 | 01 August 2017 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 | RE | 4 | 10 June 2004 | 01 August 2017 |
| Chow Sang Sang Securities Limited 周生生證券有限公司 | RE | 1 | 10 June 2004 | 01 August 2017 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 | RE | 4 | 10 June 2004 | 29 October 2004 |
| Chow Sang Sang Securities (HK) Limited 周生生證券(香港)有限公司 | RE | 1 | 10 June 2004 | 29 October 2004 |