SFC Licences of SHE Chiu Shun Ernest 佘超舜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 RO 6 29 May 2006 01 February 2017
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 RO 4 29 May 2006 01 February 2017
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RO 9 29 May 2006 28 August 2008
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RO 4 29 May 2006 28 August 2008
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 RE 6 07 December 2005 29 May 2006
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 RE 4 07 December 2005 29 May 2006
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 9 07 December 2005 29 May 2006
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 4 07 December 2005 29 May 2006
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RO 9 18 January 2005 31 October 2005
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RO 1 18 January 2005 31 October 2005
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RO 6 01 April 2003 31 October 2005
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 RO 4 01 April 2003 31 October 2005