SFC Licences of TAM Kwong Lau, Larry 譚廣流
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| YF Securities Company Limited 怡發證券有限公司 | RE | 1 | 20 September 2010 | 07 November 2011 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 4 | 13 May 2008 | 07 February 2009 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 1 | 13 May 2008 | 07 February 2009 |