SFC Licences of LAM Lin Ying 林蓮英

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 07 July 2017 02 October 2017
Prime Cdex Securities Limited 乾立亨證券有限公司 RO 4 27 June 2016 30 June 2017
Prime Cdex Securities Limited 乾立亨證券有限公司 RO 1 01 April 2003 30 June 2017
Prime Cdex Securities Limited 乾立亨證券有限公司 RO 4 01 April 2003 01 November 2004
Prime Cdex Securities Limited 乾立亨證券有限公司 RO 6 01 April 2003 01 November 2004
Prime Cdex Securities Limited 乾立亨證券有限公司 RO 9 01 April 2003 01 November 2004