SFC Licences of LAM Lin Ying 林蓮英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 July 2017 | 02 October 2017 |
Prime Cdex Securities Limited 乾立亨證券有限公司 | RO | 4 | 27 June 2016 | 30 June 2017 |
Prime Cdex Securities Limited 乾立亨證券有限公司 | RO | 1 | 01 April 2003 | 30 June 2017 |
Prime Cdex Securities Limited 乾立亨證券有限公司 | RO | 4 | 01 April 2003 | 01 November 2004 |
Prime Cdex Securities Limited 乾立亨證券有限公司 | RO | 6 | 01 April 2003 | 01 November 2004 |
Prime Cdex Securities Limited 乾立亨證券有限公司 | RO | 9 | 01 April 2003 | 01 November 2004 |