SFC Licences of KWOK Chi Piu, Bill 郭志標
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wocom Foreign Exchange Co. Limited 宏高金融有限公司 | RO | 3 | 15 August 2003 | |
Wocom Investment Management Limited 宏高投資管理有限公司 | RO | 9 | 15 August 2003 | |
Wocom Limited 宏高有限公司 | RO | 9 | 01 April 2003 | 27 June 2003 |
Wocom Securities Limited 宏高證券有限公司 | RO | 4 | 01 April 2003 | 27 June 2003 |
Wocom Securities Limited 宏高證券有限公司 | RO | 6 | 01 April 2003 | 27 June 2003 |
Wocom Securities Limited 宏高證券有限公司 | RO | 9 | 01 April 2003 | 27 June 2003 |
Wocom Investment Management Limited 宏高投資管理有限公司 | RO | 6 | 01 April 2003 | 27 June 2003 |
Wocom Investment Management Limited 宏高投資管理有限公司 | RO | 9 | 01 April 2003 | 27 June 2003 |
Wocom Limited 宏高有限公司 | RO | 5 | 01 April 2003 | 27 June 2003 |
Wocom Limited 宏高有限公司 | RO | 2 | 01 April 2003 | |
Wocom Investment Management Limited 宏高投資管理有限公司 | RO | 4 | 01 April 2003 | |
Wocom Securities Limited 宏高證券有限公司 | RO | 1 | 01 April 2003 |