SFC Licences of LEE Sheung Chau 李湘舟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GAOYU SECURITIES LIMITED 高裕證券有限公司 RE 1 27 January 2010 31 December 2013
Kam Fai Securities Company Limited 金輝証券有限公司 RE 1 10 September 2009 22 January 2010
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 RE 5 16 November 2007 02 September 2009
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 RE 4 16 November 2007 02 September 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 06 August 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 01 April 2003 06 August 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 13 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 13 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 5 01 April 2003 13 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 9 01 April 2003 13 October 2003