SFC Licences of IP YUEN King Wai, Katherine 葉阮琼惠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Soo Pui Chen Securities Limited 蘇佩瓚證券有限公司 | RO | 1 | 12 June 2018 | 31 May 2023 |
Soo Pui Chen Securities Limited 蘇佩瓚證券有限公司 | RE | 1 | 28 March 2018 | 12 June 2018 |
Yieldful Securities Limited 耀豐證券有限公司 | RO | 1 | 24 March 2005 | 02 August 2017 |
Katherine Ip & Company 葉阮瓊惠公司 | RO | 1 | 01 April 2003 | 24 March 2005 |
Katherine Ip & Company 葉阮瓊惠公司 | RO | 4 | 01 April 2003 | 04 March 2005 |
Katherine Ip & Company 葉阮瓊惠公司 | RO | 6 | 01 April 2003 | 04 March 2005 |
Katherine Ip & Company 葉阮瓊惠公司 | RO | 9 | 01 April 2003 | 04 March 2005 |