SFC Licences of POON Yuet Sim 潘月嬋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 23 March 2007 | 07 September 2021 |
| Star Securities Limited 星光証券有限公司 | RE | 1 | 12 March 2004 | 16 March 2007 |