SFC Licences of NG Mo Chung 吳懋中

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
One China Securities Limited 一中證券有限公司 RE 1 18 October 2005
FE Securities Limited 廣利證券有限公司 RE 1 01 April 2003 03 October 2005
FE Securities Limited 廣利證券有限公司 RE 4 01 April 2003 09 March 2005
FE Securities Limited 廣利證券有限公司 RE 6 01 April 2003 09 March 2005
FE Securities Limited 廣利證券有限公司 RE 9 01 April 2003 09 March 2005
FE Securities Limited 廣利證券有限公司 RE 7 01 April 2003 21 July 2003