SFC Licences of NG Mo Chung 吳懋中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
One China Securities Limited 一中證券有限公司 | RE | 1 | 18 October 2005 | |
FE Securities Limited 廣利證券有限公司 | RE | 1 | 01 April 2003 | 03 October 2005 |
FE Securities Limited 廣利證券有限公司 | RE | 4 | 01 April 2003 | 09 March 2005 |
FE Securities Limited 廣利證券有限公司 | RE | 6 | 01 April 2003 | 09 March 2005 |
FE Securities Limited 廣利證券有限公司 | RE | 9 | 01 April 2003 | 09 March 2005 |
FE Securities Limited 廣利證券有限公司 | RE | 7 | 01 April 2003 | 21 July 2003 |