SFC Licences of LAU Kwong Hung, Peter 柳光洪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 1 18 June 2012 30 June 2019
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 1 01 April 2003 31 December 2011
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 9 01 April 2003 05 May 2004
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 4 01 April 2003 05 May 2004
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 6 01 April 2003 05 May 2004