SFC Licences of POON Ming Bor, Pat 潘銘波

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	07 November 2008	30 August 2013
BOCOM International Securities Limited 交銀國際證券有限公司	RE	2	07 November 2008	30 November 2010
CSC Financial Services Limited 群益金融服務有限公司	RE	1	19 August 2008	31 October 2008
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	4	19 August 2008	31 October 2008
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	1	19 August 2008	31 October 2008
CSC Securities (HK) Limited 群益證券(香港)有限公司	RO	4	01 June 2007	19 August 2008
CSC Futures (HK) Limited 群益期貨(香港)有限公司	RE	2	09 December 2004	31 October 2008
CSC Futures (HK) Limited 群益期貨(香港)有限公司	RO	2	08 June 2004	09 December 2004
CSC Securities (HK) Limited 群益證券(香港)有限公司	RO	2	08 June 2004	09 December 2004
CSC Financial Services Limited 群益金融服務有限公司	RO	1	01 April 2003	19 August 2008
CSC Securities (HK) Limited 群益證券(香港)有限公司	RO	1	01 April 2003	19 August 2008
CSC Futures (HK) Limited 群益期貨(香港)有限公司	RE	2	01 April 2003	08 June 2004
CSC Futures (HK) Limited 群益期貨(香港)有限公司	RE	9	01 April 2003	29 December 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司	RO	4	01 April 2003	29 December 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司	RO	6	01 April 2003	29 December 2003
CSC Financial Services Limited 群益金融服務有限公司	RO	4	01 April 2003	29 December 2003
CSC Financial Services Limited 群益金融服務有限公司	RO	6	01 April 2003	29 December 2003
CSC Financial Services Limited 群益金融服務有限公司	RO	9	01 April 2003	29 December 2003
CSC Futures (HK) Limited 群益期貨(香港)有限公司	RE	5	01 April 2003	29 December 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司	RO	9	01 April 2003	29 December 2003
CSC Securities (HK) Limited 群益證券(香港)有限公司	RO	7	01 April 2003	07 November 2003