SFC Licences of POULIOT Bernard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quam Asset Management Limited 華富建業資產管理有限公司 | RE | 9 | 11 October 2017 | 05 September 2018 |
| Quam Asset Management Limited 華富建業資產管理有限公司 | RE | 4 | 11 October 2017 | 05 September 2018 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 06 August 2010 | 11 October 2017 |
| Quam Securities Limited 華富建業證券有限公司 | RO | 9 | 14 May 2007 | 11 October 2017 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 | RO | 4 | 01 April 2003 | 29 November 2017 |
| Quam Asset Management Limited 華富建業資產管理有限公司 | RO | 4 | 01 April 2003 | 11 October 2017 |
| Quam Asset Management Limited 華富建業資產管理有限公司 | RO | 9 | 01 April 2003 | 11 October 2017 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 | RO | 1 | 01 April 2003 | 31 January 2006 |